Chapter 9
THE I-THOU
QUEST FOR INTIMACY AND RELIGIOUS MYSTICISM
The preceding chapter presented the first lap
of William James's quest for intimacy, in which he adopted the insider's
approach to understanding the nature of his own Self through an introspective
analysis of its conditions of identity over time. The next lap in his journey
is his attempt to achieve a deep intimacy, ultimately a union, with the inner
life of other persons, both natural and supernatural, even with the world at
large.
I. The I-Thou Experience
James
begins with a special inward manner in which one person experiences another as
a "Thou" rather than an "It," and then extends this to the
experience of the world at large, resulting in panpsychism. His analysis of the
I-Thou experience bears a striking resemblance to that offered by Martin Buber some
thirty years later. Buber starts with the "It" mode of experience.
The life of a
human being does not exist merely in the sphere of goal-directed verbs. It does
not consist merely of activities that have something for their object. I
perceive something. I feel something. I want something. I sense something. The
life of a human being does not consist merely of all this and its like. All
this and its like is the basis of the realm of It. But the realm of Thou has
another basis. (IT 54)[1]
Buber's I-It experience is James's
pragmatic mode of experiencing worldly individuals in terms of how we can ride herd them and use them for the
achievement of our goals. Toward this end we conceptualize them in a way that
enables us effectively to use them .
Unlike
the experience of It, the experience of a Thou, Buber tells us, does not have something
for its object in the sense of one object among others that border on it and
delimit it, since "Thou has no borders. Whoever says Thou does not have
something; he has nothing. But he stands in relation." (IT 55) The relata
in an I-It relation are external and separate from each other, but in the
I-Thou relation they exist within the relation in the sense of entering
into each other. "The world as experience belongs to the basic word I-It.
The basic word I-Thou establishes the world of relation." (IT 56) Through
a fusing of their originally separate consciousnesses they enter into, what
Buber terms, "relational processes and states" in which they
partially fuse or mush together. (IT 70)
The
best place to begin the exposition of James's version of the I-Thou experience
is with his great account of the lovers, Jack and Jill. To a disinterested,
objective observer they might look completely uninteresting, just another
ordinary guy and gal, except maybe for the fact that they have a penchant for
falling down hills and breaking their crowns. Each of them, however, because
they have a deep empathetic awareness of the other's inner consciousness,
experiences the other as something wondrously unique. Through this reciprocal
merging of psyches each expands their own consciousness and gains a deeper
knowledge of the other than could be gotten from an objective, scientific
account. James's description of their reciprocal I-Thou-ing of each other,
though he doesn't yet use this language, reserving it for the religious
person's experience of nature at large, warrants full quotation.
Every Jack
sees in his own particular Jill charms and perfections to the enchantment of
which we stolid onlookers are stone-cold. And which has the superior view of
the absolute truth, he or we? Which has the more vital insight into the nature
of Jill's existence, as a fact? Is he in excess, being in this matter a maniac?
or are we in defect, being victims of a pathological anaesthesia as regards
Jill's magical importance? Surely the latter; surely to Jack are the profounder
truths revealed; surely poor Jill's palpitating little life-throbs are
among the wonders of creation, are worthy of this sympathetic interest;
and it is to our shame that the rest of us cannot feel like Jack. For Jack
realizes Jill concretely, and we do not. He struggles towards a union with her
inner life, divining her feelings, anticipating her desires, understanding her
limits as manfully as he can, and yet inadequately, too; for he also is
afflicted with some blindness, even here. Whilst we, dead clods that we are, do
not even seek after these things, but are contented that that portion of
eternal fact named Jill should be for us as if it were not. Jill, who knows her
inner life, knows that Jack's way of taking it--so importantly--is the true and
serious way; and she responds to the truth in him by taking him truly and seriously,
too. May the ancient blindness never wrap its clouds about either of them
again! Where would any of us be, were there no one willing to know as we
really are or ready to repay us for our insight by making recognizant
return? We ought, all of us, to realize each other in this intense, pathetic
[doesn't James mean empathetic or sympathetic!], and important way. (TT 150-1)
This
might be the most profound passage in James, hardly, as James feared, "the
mere piece of sentimentalism which it may seem to some readers." (TT 4) It
requires considerable fleshing out, though. This passage might be read by some
as imputing to the lovers a special mode of access to each other's minds that
renders their judgments about each other incorrigible. This, however, would fly
in the face of James's deep commitment to fallibilism, even to the extent of
denying in The Principles of Psychology that introspective reports could
not be mistaken. James's point, rather, is that there are features of another
person's consciousness that can be known in the full-blooded existential sense
only through an act of sympathetic intuition. To know what-it-is-like-to-be-Jill,
which is the really important fact about Jill for James, one must enter into
her inner life and experience the world the way she does. This is what is meant
by James's claim that "Jack realizes Jill concretely," Because he
does, he has a "truer" grasp of Jill than does the detached observer:
"The truer side is the side that feels the more and not the side that
feels the less." (TT 133) This has the consequence that you can really
know someone only if you love them.
James's
romanticism comes to the fore in his ecstatic descriptions of the marvelous ponderousness
of the inner life that one grasps through the I-Thou experience. He speaks of
its "vital secrets," "zest," "tingle,"
"excitement," "mysterious inwards," and "mysterious
sensorial life" (TT 132, 135, 137, 149), along with its "acutest
internality" and "violent thrills of life." (ERM 99) To miss the
joy of this inner consciousness in another person is to miss all, for it is
this that makes her life significant, provided it is coupled with the requisite
strength of character to see to it that it gets properly expressed in her overt
behavior. James prizes this inner life so highly that he holds that "In
every being that is real there is something external to, and sacred from, the
grasp of every other." (WB 111)
James
deduces different normative conclusions from this "sacredness" of an
individual's inner life, some benevolent and others less so. Among the
benevolent consequences is his principle of democracy requiring us to respect
other persons, even nations, and adopt a live and let live hands off policy. He
calls this "respect for the sacredness of individuality...the outward
tolerance of whatever is not itself intolerant."[2] It served as the basis of his opposition to
what he saw as American imperialism in the Phillipines. (TT 4) He even goes so
far as to deploy this democratic principle to oppose the
"Aristocratic" or snob objection to immortality, namely, that if
there were immortality, heaven would become too crowded with a bunch of
undesirable riff raff. He charges this objection with displaying a blindness to
other creatures due to a failure to properly I-Thou them.
You take these
swarms of alien kinsmen as they are for you: an external picture painted on
your retina, representing a crowd oppressive by its vastness and
confusion...But all the while, beyond this externality which is your way of
realizing them, they realize themselves with the acutest internality, with the
most violent thrills of life. 'Tis you who are dead, stone-dead and blind and
senseless, in your way of looking on. You open your eyes upon a scene of which
you miss the whole significance. Each of these grotesque or even repulsive
aliens is animated by an inner joy of living as hot or hotter than that which
you feel beating in your private breast. (ERM 99)
And, for good measure, he adds that
"The heart of being can have no exclusions akin to those which our poor
little hearts set. The inner significance of other lives exceeds all our power
of sympathy and insight." (ERM 101) To deny immortality to these
"poor little hearts" on the grounds of their worthlessness would be a
case of "letting blindness lay down the law to sight." (ERM 101)
There
were, however, less benevolent uses that James made of the sacredness of the
inner life. At times it led him to indulge in overly romantic sentimental
glorification of the inner life to the exclusion of the social and economic
conditions that are necessary for such inner flourishing. Max Otto was quite
right to criticize James for being blind "to the character-forming
significance of the economic conditions under which men live and work."
Like Emerson, he adds, James "was captivated by the ideal of absolutely
unentangled and unfettered individuality." (CB 189) For James, in sharp
distinction from Dewey, "man is in, but not of, the
environment." James's socialism was one of the spirit that was divorced
from economic realities. His glorification of the stoic person who manages to
cultivate and keep alive a rich inner life regardless of how unfortunate her
external circumstances is its result. James admitted that "society
has...got to pass towards some newer and better equilibrium, and the
distribution of wealth has doubtless slowly got to change," but
immediately adds that such changes will not make "any genuine vital
difference...to the lives of our descendants....The solid meaning of life is
always the same eternal thing--the marriage...of some unhabitual ideal, however
special, with some fidelity, courage, and endurance; with some man's or woman's
pains.--And whatever or wherever life may be, there will always be the chance
for that marriage to take place." (TT 166) And "no outward changes of
condition in life can keep the nightingale of its eternal meaning from signing
in all sorts of different men's hearts." (TT 167) He naively thinks that
the conflicts between rich and poor, workers and owners, result largely from
the fact that "Each...ignores the fact that happiness and unhappiness and
significance are a vital mystery; each pins them absolutely on some ridiculous
feature of the external situation; and everybody remains outside of everybody
else's sight." (TT 166) Romantic sentimentalism does have its price.
James's
reactionary use of his romanticism about the inner life also underlies his
account of habit.
Habit is thus
the enormous fly-wheel of society, its most precious conservative agent. It
alone is what keeps us all within bounds of ordinance, and saves the children
of fortune from the envious uprisings of the poor. It alone prevents the
hardest and most repulsive walks of life from being deserted by those brought
up to treat therein...It is well for the world that in most of us, by the age
of thirty, the character has set like plaster, and will never soften again. (PP
125-6)
In a letter to sister Alice in 1865 from
the Amazon he expresses the same conservative sentiment. "The boy has
acted so far as cabin boy. His blue black hair falls over his eye brows, but he
is a real willing young savage & we hope, by keeping him low & weak to
make an excellent servant of him for all the time we are on the Amazons."
(CWJ, 4, 114)
The
same reactionary spirit runs throughtout his Talks to Teacher on Psychology.
Instead of making his pragmatism the basis of his theory of education, as Dewey
did, he leans heavily on associationist psychology and its rote methods of
training, because the purpose of education is to inculcate in students the
right set of habits so that they will fit into a preexistent society. Education
"consists in the organizing of resources in the human being which shall
fit him to his social and physical world." (TT 27) This conservative
emphasis is especially prominent in "The Will" Chapter of the book,
in which it is said: "Thus are your pupils to be saved: first, by the
stock of ideas with which you furnish them; second, by the amount of voluntary
attention that they can exert in holding to the rights ones, however
unpalatable; and third, by the several habits of acting definitely on these
latter to which they have been successfully trained." (TT 110) Whereas
Dewey wanted to use the educational system to radically reconstruct society, his
only difference from Plato being that Plato cultivated Dionysius of Syracuse and
Dewey the teacher's union, James wanted to use the educational system to
propogate a society with which he basically was quite content. His numerous
letters to the established members of Boston society attest to this, as does
the good-old boy mentality that is expressed by his numerous derogatory
references to Jews, Blacks, Italians and others in his letters. (See: LWJ Vol. 1, 51, 56, 94, 112, 114, 121, 172, 233,
275, and Vol. 2, 60-1, 148, 196, 199, 223, 228, 245) No harm was meant by his
use of "niggers," "boys," "darkies,"
"dagoes," "a faithless Israelite," "a Shylok,"
"old clothes men," "ambitious young Jews," since in
real-life he was totally without prejudice, and, in fact, was exceedingly kind
and helpful to minority individuals. It was just James's way of being affable
by letting his correspondent know that he was a member of their club.
To
return to the I-Thou experience, what requires further elucidation is James's
all too brief description of how Jack "struggles toward a union with
[Jill's] inner life."[3]
He is supposed to achieve this through an act of sympathetic or empathetic
intuition, but just what is that? James, of course, cannot give a
straight-forward literal answer. Since the inner life that is the object of
this intuition is said to be mysterious and ineffable, so is the act that
intuits it. Indirect communication, of the sort practiced by mystics, is
needed. Buber followed this path in his account of the I-Thou experience in the
preceding quotations, which is why many readers, no doubt, were mystified.
Maybe the best that can be done is to write a novel or play or, better yet, a
typical Tin Pan Alley song. Jack takes one look at Jill and “Whamo! Zing Went
the Strings of His Heart." As he peers deeply into her eyes he feels he
has known her all his life. His focus of orientation has radically altered so
that now he perceives the whole world through her. He locks in on her inner joy
and tingles, which is what bestows meaning and value on her life. Jack’s
I-Thouing of Jill is reciprocated by Jill, thus bringing about a mutual partial
merger of their consciousnesses.
It
is interesting to compare James's sympathetic intuition with Sartre's
experience of the "glance" in
Being and Nothingness. Both involve a mysterious sort of direct
awareness of one conscious being by another that renders otiose a need to
employ a Cartesian argument from analogy for the existence of other minds. But
here is where they part company. For Sartre, the other person is a threat,
being, if not a member of the Gestapo, then at least a collaborator. Through
his judgmental perception he makes you into an object on public display and
thereby subject to being judged by him in ways that you cannot control, resulting
in a restriction on your freedom to control your world through your own
subjectivity. Whereas hell is other people for Sartre, as depicted in his play No
Exit, they are heaven for James since he sees them as presenting him with
the occasion for expanding his consciousness through merger with theirs. In
short, James likes people and Sartre doesn't. Buber certainly is squarely on
James's side in this matter, being one of the biggest I-Thou-ers of all time if
the scurrilous rumors are to be trusted.
James
did not stop with I-Thou-ing his fellow humans. He even wanted to I-Thou the
beasts and fishes, as well as nature. He writes in a letter of 1873:
"Sight of elephants and tigers at Barnum's menagerie whose existence, so
individual and peculiar, yet stands there, so intensely and vividly real, as
much as one's own, so that one feels again poignantly the unfathomableness of
ontology, supposing ontology to be at all." (LWJ, I, 224) Not to slight
the fishes, in a letter of 1899 to his wife, he says: "four cuttle-fish in
the Aquarium. I wish we had one of them for a child--such flexible intensity of
life in a form so inaccessible to our sympathy." (quoted from Allen WJ
309) Maybe James would have had more luck I-Thou-ing a cat, as did Buber.
James
wanted to go all the way and I-Thou the entire universe, as nature mystics have
traditionally done. Clearly, James is personalizing the universe when he
writes: "The Universe is no longer a mere It to us, but a Thou,
if we are religious; and any relation that may be possible from person to
person might be possible here." (WB 31) Taking a religious stance to the
world "changes the dead blank it of the world into a living thou,
with whom the whole man may have dealings." (WB 101) "Infra-theistic
ways of looking on the world leave it in the third person, a mere it...[but]
theism turns the it into a thou." (WB 106)
James's
I-Thou-ing of nature is within the tradition of cosmic consciousness or nature
mysticism. He endorses the following lines in Wordsworth's poem, The Prelude:
To every
natural form, rock, fruit or flower,
Even the loose
stones that cover the high-way,
I gave a moral
life: I saw them feel,
Or linked them
to some feeling: the great mass
Lay bedded in
a quickening soul, and all
That I beheld
respired with inward meaning. (quote in TT 139)
Wordsworth's "strange inner
joy" resulted from his responsiveness "to the secret life of Nature
roundabout him." (TT 140) It is clear that James accepts the panpsychic
upshot of this sort of nature mysticism experience. Herein panpsychism enters
in, not as it did in the last chapter as an intellectual device for saving the
doctrine of Pure Experience against the challenge posed by unperceived events,
but as something experientially vouchsafed by I-Thou experiences of nature.[4]
In the next chapter it will be seen how this experientially-based panpsychism
turns into a form of spiritualism or idealism in his final two books, this time
with intellectual considerations working hand and glove with experiential ones.
Another
part of James's account of the I-Thou relation that needs further elaboration
is just how unified a person becomes with its Thou, be it another person or
nature. There are monistic mystics who take the unification to be one of complete
numerical identity, but, James, being squarely ensconced within the Western
theistic mystical tradition, takes it to be something less than that, a case of
what he liked to call, using Blood's marvelous phrase, "ever not
quite." (EP 189) Throughout his career he was a self-proclaimed
"pluralistic mystic." Buber was not as unequivocally committed as was
James to a dualistic interpretation of the I-Thou experience, for he reports in
Between Man and Man that he once had a mystical experience in which it
appeared as if he became one and the same as God, but upon subsequent
reflection (i.e. he remembered that he is Jewish) came to realize that it
stopped short of strict numerical identity, which is reminiscent of Meister
Eckhardt's "little point" that God gives men so that they can rotate
about it and find their way back to their creaturehood and thereby realize that
they are distinct from God, the Creator. In the next chapter, James's other
type of mystical experience, the Bergsonian conceptless intuition of the
mushing together of spatiotemporal neighbors, will be seen also to fit the
format of James's pluralistic mysticism . Furthermore, in both types of
mystical experience, the individuals, whether persons or contiguous events,
enter into relations with each other in which they lose their distinct
identities. These are the "relational processes and states" of Buber.
(IT 70) Our concern in this chapter, however, is only with the I-Thou
experience, and, in particular, the role it plays in the sort of
"religious" mysticism that James winds up embracing in his classic
work on The Varieties of Religious Experience. It will be seen to form
the basis of this type of mysticism.
II. Religious
Mystical Experiences
The
major thesis of this book, and one which I think is successfully maintained to
James's everlasting credit, is that the basis of religion, including its
institutional structure, theology, and personal religious feelings and beliefs,
is rooted in religious experiences of a mystical sort in which the individual
has an apparent direct, nonsensory perception of a "More," an
"Unseen" supernatural or purely spiritual reality into which she is
to some extent absorbed and from which spiritual energy flows into her. These
"perceptions" of the "More" can be viewed as a very
heightened and intense form of the I-Thou experience. Through these I-Thou
experiences of the More the subject gets "an assurance of safety and a
temper of peace, and, in relations to others, a preponderance of loving
affection." (VRE 383) In the Introduction it was shown that this is
this sort of assurance that James's "sick" or "morbid" self
needed in order to face the evils of the world, especially the sort that
occasioned an experience of existential angst. James's mystical self is the
other side of the coin of his healthy-minded promethean self, the one that is
itching to engage in a Texas death match with evil without any assurance of who
will emerge victorious.
Surprisingly,
James claims not to have had any mystical experiences himself -- "my own
constitution shuts me out from their enjoyment almost entirely, and I can speak
of them only at second hand." (VRE 301) If this is so, is not the
underlying thesis of this book, that James had a mystical self who clashed with
his promethean pragmatic self, especially in regard to the challenge posed by
evil, wrong? How can one be a mystic, or even be so sympathetically inclined to
mystical experiences as to accept their cognitivty, as James will be seen to
have done, without having mystical experiences? I have two replies.
My
first response is that even if it were true that James did not have any
mystical experiences, at least of the more developed type, it could be the case
that he had a deep sensitivity to and appreciation of them and what they
seemingly reveal, just as someone who lacks the musical genius to compose an Eroica
Symphony can esthetically resonate to it. As Walter Stace, a virgin to
mystical experience who nevertheless was one of the greatest expositors and
defenders of mysticism, was fond of pointing out, people are possessed of
varying degrees of mystical sensitivity and talent. James's claim that "we
all have at least the germ of mysticism is us" can be seen as making this
point. (P 76)
Second,
James is not leveling with his audience. Mystical experiences for him cover a
broad spectrum of cases, going from the relatively undeveloped experiences of a
heightened sense of reality, an intensification of feeling and insight, such as
occurs under the influence of alcohol, drugs, nitrous oxide, art, and even the
raptures of nature, to the fully developed monistic experience of an
undifferentiated unity in which all distinction are obliterated. James never
had an experience of the latter kind, but he did have more than his share of
the less developed ones, given his penchant to experiment on himself with
nitrous oxide and mescal.[5]
He was no stranger to alcohol either and gives glowing descriptions of its
effects, along with impassioned sermons on its evils. (VRE 307) Footnote 4
reports on a fairly developed nature mysticism experience that James had in the
Adirondaks in 1898 shortly before he caused irreparable damage to his heart,
from which he eventually died, by overtaxing himself on a trek. James's reports
four mystical experiences he had in 1906 in the 1910 "A Suggestion about
Mysticism" in which he apparently became aware of experiences not his own.
Whether these experiences should be called
"mystical" will be broached later.
What
was said in Chapter 3 about the reason for James misrepresenting his
exceedingly tender-minded view of the will and its freedom in his presidential
address to the "breathern of the American Psychological Association"
applies here. He was very sensitive to the suspicions that his tough-minded
scientific colleagues had of his interests in disreputable types of psychic and
mystical experiences and went to considerable pains to appear as tough-minded
as they, rather than some sentimental apologist for the wild claims made in
behalf of these experiences. His deepest fear was to wind up like his father,
an eccentric whose writings everybody safely neglected. This was seen in his
patronizing Willy Loman "farewell" letter to his father and the great
pain he experienced at the abysmal sales for The Literary Remains of the
Late Henry James, as evidenced in the quotations given in Chapter 3 from
his letters to brother Henry.
Another
example of his misrepresenting himself so as to disarm the suspicions of the
tough-minded in his audience is his 1898 lecture, "Human Immortality: Two
Supposed Objections to the Doctrine." He begins by saying that he cannot
understand why the Ingersoll Committee chose him to give this lecture, since he
is no friend of the doctrine of human immortality and has little personal
concern for it, something that was shown in the Introduction not to be
the case. He then goes on to neutralize the two major objections to it, mount
an inference to the best explanation argument in support of it, about which
more will be said, and end with a will to believe justification for believing
in it!
Granted
that James had every right to be a sympathetic expositor and defender of
mysticism, we can now consider the specifics of his account. The first question
concerns whether our apprehension of the supersensible reality is conceptual or
via some direct presentation. Throughout The Varieties of Religious
Experience James works with a perceptual model of mystical experiences,
likening them to ordinary sense perceptions in that both involve a direct
acquaintance with an object, although only the latter has a sensory content.
"Mystical experiences are...direct perceptions...absolutely
sensational...face to face presentation of what seems to exist." (VRE 336)
A perception is "direct," I assume, if the existential claims made by
the subject on the basis of her experience are noninferential. Another
important, and highly controversial, assumption James makes in his likening
mystical experiences to sense perceptions is that mystical experiences, like
sensory ones, are intentional in the sense that they have an apparent
accusative that exists independently of the subject when the experience is
veridical. In this respect, they are unlike a feeling of pain, which takes only
a cognate or internal accusative, since feeling a pain is nothing but paining
or feeling painfully.
James
tries to take a neutral stance on whether mystical experiences support a
monistic or pluralistic view of the More or Unseen reality, in spite of his own
strong emotional commitment to the pluralistic version. At one place he seems
to come down on the side of the modern-day mystical ecumenicalists, Suzuki,
Stace, and Merton, who contend that there is a common phenomenological monistic
core to all unitive mystical experiences that then gets interpreted by the
mystic so as to accord with the underlying culture of her society, as for
example Buber's imposition of a dualistic interpretation on his apparently
monistic mystical experience. "In mystic states we both become one with
the Absolute and we become aware of our oneness. This is the everlasting and
triumphant mystical tradition, hardly altered by differences of clime or creed."
(VRE 332, my italics) Some of James's major contentions in The Varieties of
Religious Experience, however, require a dualistic experience of the sort
called "theistic" by R. C. Zaehner in his Concordant Discord.
For example, James says that prayer is "the very soul and essence of
religion," and then describes prayer as involving two-way interaction
between two subjects. (For someone who takes such a strong anti-essentialist
stance in Lecture II, James managed to say a lot of things about the essence of
religion.) James's strong Protestant leanings cause him, for the most part, to
give a dualistic interpretation of mystical experiences.
One
of the features of mystical experiences, as well as conversion experiences in
general, that James stresses, so much so that it is used as one of the four
defining conditions of a mystical experience, is that the subject is passive in
respect to them. While persons can take steps, such as following the mystical
way, to help induce the experience, its coming is viewed by religious mystics
as the free bestowal of a gift upon them by the grace of God. Through the
experience the subject feels that her conscious will is held in abeyance as she
finds absorption in a higher unity. "The mystic feels as if his own will
were grasped and held by a superior power." (VRE 303) In both cases there
must be a canceling out of the finite so as to open ourselves to the infinite.
This resignation and abandonment of the finite self and its conscious will is
found in the mystical and conversion experience of both the once- and
twice-born, or healthy- and morbid-minded.[6]
James,
no doubt with his sick soul's experiences of existential angst in mind,
stresses how such mystically-based resignation cannot "fail to steady the
nerves, to cool the fever, and appease the fret, if one be conscious that, no
matter what one's difficulties for the moment may appear to be, one's life as a
whole is in the keeping of a power whom one can absolutely trust." (VRE
230) The mystical experiences that such submission of the conscious will helps
to foster are "reconciling and unifying states" that "tell of
the supremacy of the ideal, of vastness, of union, of safety, and of
rest." (VRE 330 and 339) In such mystical union there is a "life not
correlated with death, a health not liable to illness, a kind of good that will
not perish, a good in fact that flies beyond the Goods of nature." (VRE
119) This is just what promethean self's beloved religion of meliorism cannot
deliver; it cannot help him make it through the dark nights of his soul, nor
face the hideous catatonic epileptic youth described in the Introduction.
A theme that runs throughout The Varieties of Religious Experience is
the insufficiency of meliorism. It is condemned as being "the very
consecration of forgetfulness and superficiality." (VRE 118-9)
Herein
we see the first of several dramatic clashes between James promethean and
mystical selves. First there is the clash between the active self of the
promethean moral agent and the passive self of the mystic. The promethean self is
the active will, which, James says, is "the substantive thing which we are."
(PP 1181) But for the mystic the true self, that "self of all the other
selves," no longer is identified with the active aspect of a person, their
free conscious will. Quite the contrary, it is that very self, along with its
promethean will to believe and the meliorism it favors, that must be
surrendered. The true or higher self is that aspect of us, identified by James
with the subconscious or transmarginal self, that is able to enter into a
complete or partial union with a supersensible reality, which is a
"More" of the same kind as it.
The
mystical self displaces the active will by
"a willingness to close our mouths and be as nothing in the floods
and waterspouts of God." (VRE 46)
"To give up one's conceit of being good, is the only door to the
Universe's deeper reaches." (ERM 128) By meeting despair with religious resignation,
we uncover "resources in us that naturalism, with its literal virtue,
never recks of, possibilities that take our breath away, and show a world wider
than either physics or Philistine ethics can imagine. Here is a world in which
all is well, in spite of certain forms of death, indeed because
of certain forms of death, death of hope, death of strength, death of
responsibility, of fear and worry." (ERM 128) The death of strength and
responsibility is the death of the promethean moral agent, along with its
melioristic religion. "Sincerely to give up one's conceit or hope of being
good in one's own right is the only door to the universe's deeper
reaches." (PU 138) The overcoming of our active self does not assure that
we will achieve some kind of experiential union with God, but it is a necessary
first-step along the way to such mystical illumination.
It
would be a mistake to think that the clash between James's prometheanism and
mysticism is a clash between the early and the late James. Some commentators,
such as Bennett Ramsey and Paul Croce, have depicted James as relinquishing by
the end of his career the assertive self in favor of a religious acceptance of
forces beyond its control. This can't be right, since James closes his final
two books with a reaffirmation of his most promethean of all doctrines -- the
will to be believe. Furthermore, there are several earlier publications in
which mystical doctrines are espoused, most notably the 1902 The Varieties
of Religious Experience, as well as
some articles of the late 1890's, even at one place in 1890 The Principles
of Psychology. (PP 328) The clashes between James's promethean and mystical
selves, therefore, cannot be explained away as a diachronic one, since he was a
highly divided self throughout his life. The clashes, rather, are synchronic.
At every moment in his career he was of several minds about everything, and
that is why his philosophical writings are like a philosophical wheel of
fortune. Whatever doctrine it stopped on and temporarily illuminated reaped a
rich payoff, since every one of his many philosophies was espoused with
incredible brilliance and passion. Whether James would defend pragmatism or
mysticism on any given day depended on his mood, whether he was in a healthy-
or sick-minded one.
James
can neutralize the clash between his morally strenuous promethean self and the
passivity and quietism of his mystical self by playing Poo-bah and suitably
"qua"-clausing the claims made by these selves, thereby
allowing them to take turns in being his dominant interest; for example, he
could be a promethean moral agent on the weekdays and a mystic on the weekends.
This is the promethean "solution," but it has the unattractive upshot
of making him into a temporalized schizophrenia. Chapter 11 shall explore ways
in which James might get beyond this and become a truly unified self.
Another
significant clash between James's pragmatic and mystical selves is between
their respective reality-claims. In the first place, there is an apparent clash
in the content of these claims, the promethean pragmatist asserting the
existence of a multiplicity of distinct objects changing in space and time and
the acosmic mystic denying the reality of this multiplicity. This contentful
clash can be neutralized by Poo-bah-izing the respective reality-claims by
restricting them to a given person's interests at a certain time. A far more
serious clash concerns how the respective reality claims are made rather
than what they claim. In the first place, mystical claims, unlike those
made by the promethean pragmatist, are not advanced in the spirit of
fallibilism, as hypotheses to be tested by future experiences and thus subject
to revision or withdrawal. They are, instead, claims to absolute certainty,
without which there would not accrue the feeling of peace and safety so needed
by James's morbid self. Secondly, and most importantly, they are advanced as
noetic claims that are revelatory of an ultimate or absolute reality -- the
really real in comparison with which everything is a mere illusion or emanation
of some sort. They are nonrelativized reality-claims and therefore are
incompatible with prometheanism's doctrine of Ontological Relativism, which
played such a key role in enabling us to have it all by requiring that all
reality claims be relativized to the interests of a person at a time. The
mystic definitely is not saying that, qua the mystical point of view,
reality is some kind of a unity or oneness, but rather that it is so simpliciter.
To restrict mystical reality-claims to the mystical perspective would, in
effect, be awarding an ontological status to the mystic's reality that is on
all fours with Ivanhoe and Pegasus, certainly a booby prize. In the next
chapter it will be found that James's Bergsonian type mystical claims also are
advanced in an absolutistic, nonrelativized manner, as revelations of the true
nature or essence of reality, which phrases are anathema to the promethean
pragmatist. This clash is far more serious than one of content, since it cannot
be met by playing Poo-bah. Instead it is the Ontological Relativism of
Poo-bah-ism that is being challenged. This is one of the most serious aporia in
all of James's philosophy and must await Chapter 11's attempted resolution.
It
is not surprising that Ontological Relativism is largely subdued in The
Varieties of Religious Experience, as well as the final two books in which
he promotes his version of Bergsonian mysticism, which I call "Backyard
Mysticism." It is interesting to note that Ontological Relativism does
make its way into one of the drafts for Lecture II.
What...determines
our living attitudes has reality for us in so far forth. In fact, if you
open some of the books on psychology, you will find them saying that the way in
which the feeling of the thing grasps us and decides our living attitudes is
all that we mean by its reality. What thus grasps us is by that very
fact believed in, is real. That is all that the world real signifies,--you hear
these psychologist insist. (Appendix II of VRE 483-4)
Why
did James omit from his final draft the Poo-bah-istic account of reality of The
Principles of Psychology? Probably, it was because he realized that it
clashes with the absolutistic reality-claims that he endorsed in the book. Some
commentators would like to believe that James gave up his Ontological
Relativism, because he realized that it was, in general, fallacious to derive
semantic and ontological conclusions from a genetic analysis of how we come to
acquire a given concept, something which he has been seen to do with the
concepts of good, truth, negation, self identity, and material objects. Owen
Flanagan dogmatically claims that it is a mistake to think that "ontology
recapitulates ontogeny"[7]
and tries to interpret James so that he does not commit this fallacy, in spite
of the fact that over and over again James infers what we mean by X, as well as
what it is to be X, from a genetic analysis of how we experientially acquire
the concept of X. (CP 44-5) It is too harsh to brand this a fallacy. Rather, it
is a time honored way of doing philosophy, which ran rampant among James's
British empiricist predecessors, that happens not to be favored by Flanagan.
There is no evidence that James ever came to doubt this method of doing
philosophy. All that his dropping Ontological Relativism from the final draft
of The Varieties of Religious Experience is evidence for is that he saw
that it is not applicable to mystical claims; however, he continued to apply it
to reality-claims made from the promethean perspective of his pragmatic selves,
such as the moral agent and the scientist.
Mysticism
also challenges James's pragmatic theory of meaning and truth. The pragmatic
theory of meaning, as contrasted with the theory of pragmatic meaning, was
interpreted in Chapter 6 as holding that the meaning of X is a set of
conditionalized predictions of what experiences we shall have upon performing
certain operations, with a belief in the reality of X becoming "true"
when these predictions are verified. The reason for the scare-quotation marks around "true" is that it means
"epistemically warranted,” true beliefs being, for James, those that
maximize desire-satisfaction for their believers, so he was interpreted by me.
But the mystic's conception of the Absolute, the undifferentiated unity, the
eternal one, God is not based on how we can ride herd on it, for there is
nothing that we do to or with this mystical reality, or ways in which it is
expected to behave if we perform certain operations. It doesn't dissolve in
aqua regia. It simply is, and is just what it appears to be in
the immediate experience of the mystic. A door to door salesman of mystical
reality, therefore, would be stymied when asked, "But what does it
do?" or "What can I do with it?" Herein the content of the
proposition that this reality exists is not reducible to any set of pragmatic
conditionalized predictions. The star performer finally gets into the act,
unlike the case of the pragmatically favored melioristic religion, which
reduced "God exists" to the conditionalized prediction that good will
win out over evil in the long run, if we collectively exert our best moral
effort. The reason James chose meliorism as his example of a religion in the
final lecture of Pragmatism is that it can be shown to employ the same
pragmatic theory of meaning and truth as does science, which fits his program
of reconciliation through methodological univocalism.
In
order to account for the meaning of mystical reality-claims James will have to
resort to content empiricism, which was found in Chapter 6 to be his other
species of empiricism to that of pragmatism. Since the meaningful content of
the mystic's reality-claim is based on the manner in which she is
phenomenologically appeared to in an of-God type experience, the truth of the
claim will depend on whether her experience is objective or cognitive. The
spiritual and moral benefits that the experience occasions, as will be seen,
become relevant, but only as a means of indirect verification, there now being,
as there wasn't for meliorism, a distinction between direct and indirect
verification, with an assertion's meaning being identified primarily with the
former, that being the apparent object, the intentional accusative, of the
mystical experience. James seems to recognize this when he says that "the
word 'truth' is here taken to mean something additional to bare value for
life." (VRE 401) Accordingly, James makes the issue of the cognitivity or
objectivity of mystical experience a central issue in The Varieties of
Religious Experience. Concerning them, he asks about their
"metaphysical significance" (308), "cognitivity" (324),
"authoritativeness" (335), "objective truth" (304),
"value for knowledge" (327), their "truth" (329), and
whether they "furnish any warrant for the truth of
the...supernaturality and pantheism which they favor" (335), or are
"to be taken as evidence...for the actual existence of a higher
world with which our world is in relation." (384) James is quite explicit
that the answer to the "objectivity" question is independent of the
biological and psychological benefits that accrue from mystical experiences.
James
concludes that there is a generic content of the many different type of
mystical experiences that "is literally and objectively true." (VRE
405) His arguments for this are not made sufficiently explicit, so much so that
it has led some commentators to claim that James gave no arguments at all.[8]
With a little sympathetic imagination and anachronistic hindsight, I believe
that two arguments can be detected in the text: the argument from analogy with
sense experience and the argument from an inference to the best explanation.
The former is far more important and will be considered first.
This
argument has been very ably defended in recent years by Wainwright, Swinburne,
Gutting, and especially William Alston, whose book, Perceiving God,
should become a classic. First, an overview will be given of a generic brand
version of their arguments, and then an attempt shall be made to locate it, or
at least the germ of it, in James, hopefully without being anachronistic to the
point of developing a private history of philosophy. It is an argument from
analogy that goes as follows. Mystical and sense experiences are analogous in
cognitively relevant respects; and, since the latter are granted to be
cognitive, so should the former, in which a cognitive type of experience is one
that counts, in virtue of some a priori presumptive inference rule, as
evidence or warrant for believing that the apparent object of the experience,
its intentional accusative, objectively exists and is as it appears to be in
the experience.[9] For sense
experience the presumptive inference rule is that if it perceptually appears to
be the case that X exists, then probably it is the case that X exists, unless
there are defeating conditions. These defeating conditions consist in tests and
checks for the veridicality of the experience that get flunked on this
occasion. Prominent among these tests are agreement among relevant observers,
law-like coherence between the experience's content and the content of earlier
and later experiences, and being caused in the right way. The presumptive
inference rule is said to be a priori, because it cannot be justified by
appeal to sense experience without vicious circularity.
If
mystical experiences are to be subject to an analogous a priori
presumptive inference rule, they must be analogous to sense experiences in
having defeating conditions -- checks and tests that can get flunked. All of
the contemporary defenders of the cognitivity of mystical experiences argue
that the great religious mystical traditions employ a fairly elaborate network
of tests for veridicality of mystical experiences, usually including that the
subject, as well as her community, display favorable moral and/or spiritual
development as a result of the experience, that what her experience reveals
accords with her religion's holy scriptures and the mystical experiences of
past saints and notables, to name some of the more important tests of most of the
great religious mystical traditions.
These
tests are admittedly not exactly analogous to those that inform the sense
experience doxastic practice[10]
in that, most notably, they do not contain any requirements for being
caused-in-the-right-way requirement or having nomic connections between the
content of the experience and those of earlier and later experiences. An
attempt is made to explain away these disanalogies by showing that they can be
accounted for in terms of a categoreal difference between the intentional
accusatives of the two types of experience, those being material objects for
sense experiences and God (the eternal one, etc.) for mystical experiences.
Whereas material objects, for the most part, behave according to scientific
laws, and thus permit predictions to be made of future experiences and a
distinction to be drawn between a right and a wrong way for a sense experience
to be caused, God, being an absolutely free supernatural being, precludes our
being able to predict how he will behave and, in particular, when and to whom
he will choose to directly to reveal himself, as well as our being able to
distinguish between a right and a wrong way for an of-God type of experience to
occur.[11]
Given that God supernaturally causes a mystical experience by his efficacious
will, there is no causal chain of events linking God with a mystical experience
in the way in which there is such a chain linking a material object with a
veridical perception of it.
With
a little imagination we can find most, but not all, of the elements of this
analogical argument in The Varieties of Religious Experience; in fact, a
good case can be made out that James deserves to be credited with being the
founding father of this argument. In the first place, James makes a prominent
use of a perceptual model of mystical experience, which is the analogical
premise of the contemporary argument for cognitivity. He comes right out and
says:
Our own more
'rational' beliefs are based on evidence exactly similar in nature to that
which mystics quote for theirs. Our senses, namely, have assured us of certain
states of fact; but mystical experiences are as direct perceptions of fact for
those who have them as any sensations ever were for us. The records show that
even though the five senses be in abeyance in them, they are absolutely
sensational in their epistemological quality. (VRE 336)
Furthermore,
like the contemporary analogical arguers, James goes on to fill out the analogy
by showing that there are mystical analogues for some of the tests for the
veridicality of sense experience. What is apparently revealed by mystical
experiences "must be sifted and tested, and run the gauntlet of
confrontation with the total context of experience just like what comes from
the outer world of sense." (VRE 338) Mystical experiences are also likened
to "windows through which the mind looks out upon a more extensive and
inclusive world" than is revealed by our senses, and just as we have
checks and tests for mediating between rival sensory-based claims there are
analogous ones for mediating between rival mystically-based claims. Because of
these background defeating conditions, it will be possible for mysticism to
have "its valid experiences and its counterfeit ones, just as our world
has them...We should have to use its experiences by selecting and subordinating
and substituting just as is our custom in this ordinary naturalistic world; we
should be liable to error just as we are now." (VRE 339) Further
indication of just how close James is to the contemporary analogical arguers is
his claim that mystical experiences "establish a presumption" in
favor of the thing being as it appears to be in them (VRE 336), which sounds
very much like their presumptive inference rule.
If James did accept such a
presumptive inference rule, he would not be committing the howler of inferring
that the apparent object of a mystical experience objectively exists from the
mere fact that it appears to exist to its subject, as he seems to do in the
following: "The theologian's contention that the religious man is moved by
an external power is vindicated, for one of the peculiarities of invasions from
the subconscious region is that they take on objective appearances, and suggest
to the Subject an external control." (VRE 403. See also PU 139 for more of
the same.) James seemingly drops the intentional operator "take on"
and "suggest" as he moves from the "seeming"-premise to the
"objectively is" conclusion. Given the presumptive inference rule,
the inference becomes valid provided the conclusion is weakened to, "It
probably is the case that the apparent object of a mystical experience
exists." In other words, a mystical experience, like a sensory one,
bestows only a prima facie warrant to believe that the apparent object
exists. The belief is defeasible because of the battery of background
overriders or defeaters.
There is one very important respect
in which James differs from contemporary analogical arguers that renders his
argument less attractive than theirs, namely he completely eschews any attempt
to place the relevant background tests, which are the overriders or defeaters,
within the shared practices of on-going religious community. In general, James
failure to see the importance of religious institutions, with their shared beliefs
and communal practices, is a significant limitation in the account that is
given of religious experience in The Varieties of Religious Experience.
This is yet another example of James's over glorification of the isolated
individual. His mystic is a lone gun mystic, cut off from any doxastic practice
of an ongoing religious community. Where his mystic gets her tests from and how
they are enforced remains a mystery. Just as James was found in Chapter 6 to be
committed to a private language in which the speaker follows rules that only
she can determine are being followed correctly, James's mystic, in virtue of
being isolated from a community of fellow believers and practitioners, must
follow her own private tests.
Contemporary analogical arguers are
intent on justifying the various ongoing mystical doxastic practices as being
reliable for the most part. James, on the other hand, works only on the retail
level, his concern being exclusively with the justification for an individual
mystic taking one of her experiences to be veridical. He fails to see that this
justification cannot be cut off from the wholesale justification of the
shared social practice of basing objective existential claims on mystical
experiences. James fails to realize that by eschewing the wholesale level, he
significantly weakens the effectiveness of his will to believe justification
for the lone mystic believing that one of her experiences is veridical. This is
a very important application of the will to believe, since what she believes in
this matter could have the most important consequences for her future moral and
spiritual development, that is, for her quest for sanctification. Certainly,
she will be aided in her attempt to get herself to believe on will to believe
grounds that her mystical experience is veridical if she first believes that
the general doxastic practice of basing existential claims on mystical
experiences is a reliable one that yields true existential beliefs for the most
part. This belief also must be based on will to believe grounds, since the
mystical doxastic practice, like the sensory one, does not admit of any
noncircular external justification. James's analogical argument, along with his
will to believe justification for believing in the veridicality of an individual
mystical experience, welcome supplementation by bringing in the doxastic
practice in which his tests are embedded.
With this in mind, a survey can now
be made of the different tests he recognized as relevant to determining the
veridicality of a mystical experience. Like the contemporary analogical
arguers, James recognizes a mystical analogue to the sensory agreement and
prediction tests, though he adds a third one -- the immediate luminosity test.
Here, in brief, is how they work.
James makes a very broad application
of the agreement test so that it concerns not only whether there is agreement
among the mystics themselves but whether their reports agree with ordinary
sensory-based ones. In regard to the former, he first says that there is a
consensus among mystics and that "it would be odd...if such a unanimous
type of experience should prove to be altogether wrong." (VRE 336)
However, he immediately counters that "the appeal to numbers has no
logical force" and that there is considerable disagreement among the
monistic and pluralistic mystics, not to mention their collective disagreement
with demoniacal mysticism. Not only doesn't the agreement test support the
objectivity of mystical experience when only mystical experiences are
considered, it counts against this when the sensory-based experiences are
brought in. Mystical experiences "do not come to everyone; and the rest of
life makes either no connexion with them, or tends to contradict them more than
it confirms them." (VRE 22) And, against the claims of monistic mystics,
James says that the "eaches" of the pluralists "are at any rate
real enough to have made themselves at least appear to everyone, whereas the
absolute has as yet appeared immediately to only a few mystics, and indeed to
them very ambiguously." (PU 62)
James, I believe, tries to soften
this clash between mysticism and sense experience by giving a very understated
conclusion concerning what mystical experiences ultimately proclaim.
As a rule, mystical states merely add a supersenuous meaning
to the ordinary outward data of consciousness. They are excitements like the
emotions of love or ambition, flights to our spirit by means of which facts
already objectively before us fall into a new life. They do not contradict
these facts as such, or deny anything that our senses have immediately seized.
(VRE 338)
The
same protective strategy seems operative in James's bizarre initial set of four
defining characteristics of a mystical experience -- being ineffable, noetic,
transitory, and passive (VRE 302-3) -- in which he fails to include being a
unitive experience, which is their most important and distinctive feature, but
one that seems to clash with the deliverances of ordinary sense experience,
which presents us with a multiplicity of distinct objects in space and time.
This aptly could be called the "comic book" theory of mystical
experiences, since they are supposed to function as do the field of force lines
that comic books place around an object that is perceived or thought in a
specifically intense manner. This, at best, fits the experiences at the
undeveloped end of the mystical spectrum, such as drunkenness, but not those
unitive experiences at the developed end, which not only report new facts,
James's higher dimensions of reality, but also sometimes seem to contradict our
sensory-based beliefs concerning the reality of space, time, and multiplicity.
James does not want us to have to serve on a jury and decide whether to believe
the testimony of the mystics or that of the vast majority of mankind, but he
does not map out any effective strategy for preventing the matter from going to
trial. He wants to find some common denominator of all mystical experiences
that is sufficiently watered down so as not to conflict with the deliverances
of sense experience, but this fails to address the issue of whether the more
developed mystical experiences are veridical.
Whereas the agreement test did not
offer any support to the objectivity claim of mystics, quite to the contrary
according to James, the prediction test does. Because of the passive and
transitory nature of mystical experiences, we are not able to predict their
occurrence, and, to this extent, the prediction test counts against their
objectivity. But this is more than offset by the fact that so many mystics grow
morally and/or spiritually as a result of their experience. In attacking
reductivistic causal explanations of mystical experiences he says that we must
"inquire into their fruits for life," rather than their causes. (VRE
327) This is an on-going theme in The Varieties of Religious Experience,
especially in Lecture I, XIV, and XV.
Unfortunately, James does not
clearly distinguish between these good consequences being epistemologically
confirmatory of the proposition believed and their pragmatically
justifying in the will to believe manner our believing it. The following
is a typical example of this unclarity. "Believing that a higher power
will take care of us in certain ways better than we can take care of ourselves,
if we only genuinely throw ourselves upon it and consent to use it, it finds
the belief, not only not impugned, but corroborated by it observation [of good
consequences]." (VRE 103. my italics) Belief is being used here in a way
that is ambiguous between the psychological state or act of believing and the
what-is-believed, the proposition. This opens James to the standard objection
that he ran together the psychological benefits of believing a proposition with
the confirmation of the proposition believed. It is here that James is far
outstripped by his contemporary analogical arguers, such as Alston, who makes
clear in his use of the prediction test that the good consequence for the
mystic and her community are confirmatory of the objectivity of the mystical
experience in virtue of a conceptual or categoreal link between these
consequences and the nature of the apparent object of the experience. Since God
is essentially good, it is probable that those who have had an objective
experience of him will benefit morally and spiritually. By the same reasoning,
one should count the deleterious consequence of a mystical experience as
evidence for it having been a veridical perception of a malevolent being like
the devil.
Immediate luminosity, the subject's
intense feeling of delight and reality, figures prominently in James's network
of confirmatory tests, sometimes being accorded pride of place over good
consequence (VRE 23) and at others taking second place to them. (VRE 21-2) An
interesting question is why James, unlike his contemporary analogical arguers,
used this test. The answer might be that The Principles of Psychology's
interest-relative account of existence, although not explicitly endorsed in The
Varieties of Religious Experience, still weighs heavily in James's
thinking. This might account for James's seeming relativization of being
evidence for to persons in his first two conclusions regarding what
mystical experiences establish.
(1) Mystical states, when well developed, usually are, and
have the right to be, absolutely authoritative over the individuals to whom
they come.
(2) No authority emanates from them which should make it a
duty for those who stand outside of them to accept their revelations
uncritically. (VRE 335)
This makes it look as if the
occurrence of mystical states constitutes evidence for their objectivity for
those who have them but not for those who do not, which clearly violates the
principle of universalizability of being evidence for among persons, as
well as times, as argued in Chapter 6. If E is evidence for proposition p,
then E is evidence for any person (or at any time) that p. As
emphasized in Chapter 6, being evidence for is an existentially grounded
relation and must not be confused with being taken to be evidence for,
which is relative to a person's epistemic situation -- what she knows and
believes. What mystics know that many nonmystics do not, is that mystical
experiences occur and therefore that there exists certain evidence for the
existence of God. Nonmystics can have only indirect knowledge through the
testimony of mystics that such evidence obtains; and, as a consequence, they
have less epistemic warrant for believing that mystical states occur than do
the mystics themselves. This completes my rather hasty exposition of James's
analogical argument for the cognitivity of mystical experiences and therefore
the likelihood that their intentional object exists. It has not been my aim to
critically evaluate the analogical argument, which is something I do at length
in the publications listed in footnote 10, only to show that James deserves
great credit for laying the foundation for the contemporary version of this
argument.
James's second argument for the
cognitivity of mystical experience, based on an inference to the best
explanation, is only hinted at in The Varieties of Religious Experience
on pages 303, 304, and 381, being more fully developed in other works. Mystical
states, like many other psychic or paranormal phenomena, among which James
recognized telepathy and alternative or secondary personality, such as
prophetic speech, automatic writing, hypnotic and mediumistic trances, all
admit of explanation if we follow Frederic Myers and Fechner and posit "a
continuum of cosmic consciousness, against which individuality builds accidental
fences, and into which our several minds plunge as into a mother-sea or
reservoir...Not only psychic research, but metaphysical philosophy and
speculative biology are led in their own ways to look with favor on some such
'panpsychic' view of the universe as this." (EPR 374) In certain
exceptional states the ordinary threshold of consciousness is lowered so that
we become aware of what is contained or going on in this surrounding mother-sea
of consciousness, the super mind or minds, since there might be more than one
mother-sea. He employed this mother-sea hypothesis to explain his 1906 mystical
experience in which he seemingly became aware of mental states not his own --
free floating states within this surrounding consciousness. He distinguished his
experiences from the full-blown mystical states he featured in The Varieties
of Religious Experience by pointing out that "in my case certain
special directions only, in the field of reality, seemed to get suddenly
uncovered, whereas in classical mystical experiences it appears rather as if
the whole of reality were uncovered at once."[12]
(EP 160)
There are some outstanding
difficulties with this inference to the best explanation for the objectivity of
mystical experiences. The subconscious is far too motley a crew of odd-ball
states and actions to warrant an inference to the objectivity of any given
subconscious state or experience. Some of them are plainly noncognitive, such
as hysteria, which James also assigned to the subconscious, while others, such
as hypnotism and a secondary self’’s perceptions, are explicable in terms of
ordinary sensory ways of gaining, though not processing, information, there
being no need to postulate a surrounding mother-sea of consciousness containing
free-floating bits of consciousness.
James favors the pluralistic
interpretation of the mother-sea of consciousness hypothesis, so that there is
not a single all encompassing surrounding sea of consciousness but more than
one, with God merely being the most outstanding of them in terms of power,
knowledge, and goodness, but still only finite. In a mystical experience,
according to the surrounding mother-seas hypothesis, the subject becomes
unified with one of these super consciousnesses in a way that falls short of
becoming literally numerically one and the same with it but rather in the
weaker sense of becoming cognizant that it is a part of this enveloping
consciousness. This inclusion of one consciousnesses self within another raises
several problems, the least of which is the one that worried James concerning
how one conscious state can be a part of another.
To begin with, the idea of an
individual being a proper part of another individual of the same kind is
troublesome. Aristotle argued, successfully in my opinion, that no substance,
in his special sense, could be a proper part of another substance of the same natural
kind: A human organism, for example, cannot be a proper part of another
human organism. Aristotle would not have felt challenged by our doggy door,
which is a proper part of another functioning door, because a door is an artifact
and therefore not a substance in his sense.
But what about a self or mind? Is it
a substance and thereby subject to Aristotle's stricture? In the last chapter,
James was expounded as holding that the self is not a natural kind, because he
did not leave it up to science to determine its identity conditions and
therefore its nature. Maybe it is possible, after all, for a Jamesian self,
understood as a succession of mental states in which the later members remember
the earlier ones, to be a proper part of another self. Be that as it may, there
remains the question whether it is possible for a person, understood as
a morally responsible agent -- one who performs intentional actions for which
she is morally praised or blamed -- to be a proper part of another person. That
such a person is not a natural kind does not settle the matter in the
affirmative.
James, judging by the following
rhetorical question in "The Miller-Bode Objection" notes, favored an
affirmative answer: "Why can't I have another being own and use me, just
as I am, for its purposes without knowing any of these purposes myself."
(MEN 129) This goes along with his remark that "If we assume a wider
thinker, it is evident that his purposes envelope mine. I am really lecturing for
him." (ERE 89) Maybe James had in mind only a case in which one person is
another person's lackey or gofer, rather than one that involves actual
inclusion within this person, but the text does not favor this weak rendering
of his inclusion doctrine.[13]
I believe that this doctrine is
conceptually absurd for the following reason. A person, in virtue of being
morally responsible for certain of her actions, must be an autonomous unit, it
being the whole person, and only that person, that is held responsible for
them. The reason for the "only that person" is that, according to
James's Libertarianism, a morally responsible action is done freely and it is
done freely only if the agent is the sole cause of it, which rules out there
being another person who is responsible for the action. But if one person were
a proper part of another person, both persons, pace what the puncher
said, would be morally responsible for an intentional action performed by the
former one, which is absurd.[14]
A deeper understanding of this
absurdity can be acquired by taking seriously the common occurrence in grade
school when one person would punch another and say, "I didn't do it, my
hand did." Since the hand that that delivers the punch is to be held
morally responsible, it constitutes the entire body of the person who
intentionally does the punching and does so even though it is a proper physical
part of a human organism. The person whose body is entirely constituted by this
human organism is supposed not to be morally responsible for delivering the
punch. But if the person whose body is entirely constituted by the hand is a
proper part of the person whose body is entirely constituted by the human
organism, then both persons are morally responsible for the same act of
delivering the punch. And this is the very absurdity in question, assuming that
the act is free and we accept James's Libertarianism.
That one person cannot be
part of another person undercuts the major attraction that pluralistic
mysticism had over monistic mysticism for James. For it was in order to save
the moral agency of the mystic that he felt compelled to reject all forms of
monism, whether it be that of absolute idealism or monistic mysticism. But it
is just this moral agency that must be sacrificed by his pluralistic mystic.
Earlier in the chapter, another reason was seen for James's mystic having to
give up being a moral agent, namely that in order to have a mystical experience
it is required that one overcome one's active self, which is the moral agent
self, and adopt a passive attitude toward the world. Complete or partial
absorption in or unification with an enveloping supernatural consciousness is
alright, but the price of admission is to cease being a person -- a moral
agent. This is a big price for James's promethean self to pay since what is
most dear to its heart is its functioning as a morally responsible agent.
Before concluding this chapter on
James's religious mysticism, it should be pointed out that the surrounding
mother-sea of consciousness, be it a single sea or a plurality of seas, as the
monistic and pluralistic mystic respectively would have it, with which the
mystic becomes wholly or partially absorbed is a supernatural entity through
and through, as James repeatedly says. It is an unseen order said to be
"behind the veil" (ERM 76, 86, 87) to those of us "here
below." (ERM 82, 87) It is a "transcendental world" (ERM 93, 96)
that makes "influx" into a person's ordinary consciousness when the
dam or threshold of receptivity is lowered. (ERM 93) Of most importance is that
in calling the surrounding mother-sea(s) of consciousness
"supernatural" James means that science cannot describe and explain
it. This has the consequence that the doctrine of Pure Experience cannot be
applied to it, even if the weakest version of its tenet 3 from the previous
chapter is operative, the one that holds that for every individual there are
possible sequences of events such that it qualifies as mental in some of them
and physical in others. The reason is that a physical sequence of events is a
law-like one, but a supernatural being does not behave in a law-like manner,
this being the reason for it not being amenable to scientific explanation. In
anticipation of this counter-example to Pure Experience, I restricted the
doctrine at the very beginning to sensible individuals, thus ruling out the
invisible individuals behind the veil.
The clash between James active
promethean self and his passive mystical self, along with the clash between the Ontological Relativism
favored by his promethean self and the nonrelativized reality-claims made by
his mystical self, are the two deepest aporias that arise from James's quest to
have it all. Readers will have to wait until Chapter 11, if they can withstand
the suspense, for an attempt to resolve these aporias.