Introduction
William James (1842-1910) was considered America’s leading philosopher and psychologist during his lifetime, a distinction that many still claim for him today, though Charles Sanders Peirce and John Dewey must be recognized as serious contenders for the former title. There is no need for this book to say much about James’s life, since there already are numerous excellent biographies, in particular those by Ralph Barton Perry (TC), F. O. Matthiessen (WJ), Gay Wilson Allen (WJ), Jacques Barzun (SWJ), Howard Feinstein (BWJ), and George Cotkin (WJ). After a peripatetic childhood in which his father, the theologian Henry James, Sr., hustled him and his younger siblings, among whom were the novelist Henry James, Jr., from one European nation to another in search of an adequate education, and a brief stint as a painting student of William Morris Hunt, William entered the Lawrence Scientific School at Harvard in 1861. Upon graduation in 1864 he enrolled in the Harvard Medical School, completing the M.D. degree in 1869, with a year off to participate in Louis Agassiz’s research expedition to Brazil. After suffering serious ill health and depression from 1869 to 1872, he became an instructor in physiology at Harvard, where he spent his entire career until his retirement in 1907. He rapidly moved up the academic ladder, becoming instructor in anatomy and physiology in 1973, assistant professor of physiology in 1876, assistant professor of philosophy in 1880 and full professor in 1885, and a professor of psychology in 1889. Additions will be made to this bare bones biographical sketch when it will contribute to our understanding of his philosophy, which is the primary concern of this book.
The best way to characterize the
philosophy of William James is that it is deeply rooted in the blues. It is the
soulful expression of someone who has "paid his dues," someone who,
like old wagon wheels, has been through it all. Whereas its immediate aim is to
keep him sane and nonsuicidal -- "to help him make it through the
night" -- its larger one is to help him find his way to physical and
spiritual health. In this respect he is very much in the Nietzschean and
Wittgensteinian mold. His is not a nihilistic V.D. blues of the "I have
had my fun, if I don't get well no more" variety but rather of the "I
can get well and have my fun" sort. The deep difference between James and
Dewey is that Dewey couldn't sing the blues if his life depended on it.
One form
that the blues takes for James is "The Many Selves Blues." James is
about as complex and multitalented as a man can get. Within him are numerous
potential selves each crying out for full self actualization. This poses both
an engineering and ontological problem for him. The former
consists in his genius and passion being almost limitless but his time being
radically restricted, thereby creating a competition between his many different
selves for sufficient time for self realization. This conflict finds expression
in a letter he wrote when twenty-six.
Whatever we are not doing is
pretty sure to come to us at intervals, in the midst of our toil, and fill us
with pungent regrets that it is lost to us. I have felt so about zoology
whenever I was not studying it, about anthropology when studying physiology,
about practical medicine lately, now that I am cut off from it, etc., etc.; and
I conclude that that sort of nostalgia is a necessary incident of our having
imaginations, and we must expect it more or less whatever we are about. (LWJ,
I, 128)
The same
sentiment is found in this humorously exaggerated, though nevertheless
seriously intentioned, autobiographical aside, written twenty-two years later
in The Principles of Psychology.
I am often confronted by the necessity
of standing by one of my empirical selves and relinquishing the rest. Not that
I would not, if I could, be both handsome and fat and well dressed, and a great
athlete, and make a million a year, be a wit, a bon-vivant, and a
lady-killer, as well a philosopher; a philanthropist, statesman, warrior, and
African explorer, as well as a 'tone-poet' and saint....But to make any one of
them actual, the rest must more or less be suppressed. (PP 295)
James's highly fictionalized
description of the "accomplished gentleman," who "has tasted of
the essence of every side of human life, being sailor, hunter, athlete,
scholar, fighter, talker, dandy, man of affairs, etc., all in one," is
more of the same Walter Mittyish fantasizing. (PP 1057)
Although James did not seriously contemplate actualizing all these selves, and certainly not pursuing all of these professions, he did want to find a way of life that would maximize the realization of the full range of feelings, thoughts, and emotions that are experienced by these selves. For James, every type of experience is revelatory of some aspect of reality; and thus the more rich and varied our experiences, the more aspects of reality we uncover and become intimate with. If there were a virtual reality machine available that could simulate the experiences of all these different selves, James would have gladly plugged into it, for this would enable him vicariously to know what it is like to be these many different selves. The conflict that James so acutely felt did not so much concern the choice of a profession, as has been contended by many of his psycho-biographers, as what existential stance to take toward the world. In particular, should it be that of the scientist, religious believer, moral agent, aesthete, or mystic? A virtual reality machine, however, would have failed to satisfy James’s most basic underlying aspiration, namely, to be a free promethean agent in respect to his own self-realization. It is not enough for all of his many selves to be actualized, resulting in his having the full range of experiences that are open to him. He also must bring about this self-realization through his own free, morally responsible actions. His most ultimate quest is to be a promethean agent who is the right sort of active cause of his maximizing his full range of potentialities.
James's quest for full
self-realization takes an especially lustful form. What is required is not only
that each of his many selves get actualized, or at least get actualized in the
attenuated, vicarious manner that a virtual reality machine would afford, but
do so with maximal richness and variety.
He comes across as a Kierkegaardian aesthete bent on seeking ever new
and exciting experiences of all the Walter Mittyish varieties. To be sure,
James craved the morally strenuous life above all else, but only when the
proper healthy mood was upon him and mainly because of the thrilling tingles he
got from it, "the stinging pain inside my breast-bone," as he
described it in a letter to his wife. (CWJ, 4, 571) The thought that there are
genuine possibilities "is what gives the palpitating reality to our moral
life and makes it tingle...with so strange and elaborate excitement." (WB
183) One ought to postulate the existence of God "as a pretext for living
hard, and getting out of the game of existence its keenest possibilities of
zest." (WB 161) James's quest for the maximal array of zest and tingles
makes him the ultimate hipster, a veritable experience junkie, even when it
involves so seemingly stodgy an activity as the moral life.
There is a
story about another famous hipster, Charley Parker, that could almost be true
of James. The Bird was playing at a club on 52nd Street and was found by
members of his group rolling around naked in the back of a garbage truck
between sets. Thinking he was juiced, they pulled him out and asked him why he
was doing this, to which he soberly replied that if you go out and do something
different between sets, when you get back on the stand you might have a fresh
idea. That could just as well have been William James, only he would have been
rolling around naked in a pile of professional journals in the stacks of the
Harvard library or, more likely, experimenting with laughing gas or mescaline
with the hope that he might finally understand Hegel. He claims the former did
the trick but only while he was under its influence![1]
Obviously, if the war on drugs is to succeed, Hegel must be banned, for he
provides too great a temptation to his reader to get high. ("Just say no
to Hegel") Both James’s and Parker’s exceedingly low threshold of boredom
and wild passion for everything that life had to offer continually drove them
to seek out new ways of experiencing the world. James's youthful passion for
painting was one way in which he pursued his pluralistic need for novelty.
Arthur O. Lovejoy remarked that "William James brought...to human nature,
and the world of ideas, the artist's freshness and purity of vision." (TP
94) James also availed himself of the perspective of the novelist in his
attempt to understand what made the world go, this requiring that he penetrate
to the inner consciousness of things in the way in which a novelist does for
each of her fictional characters.
The thesis
of this book is that James's underlying quest is to find a philosophy that
would enable us, as the beer commercials enjoin, to have it all, to grab for
all the gusto we can. Running throughout James's writings is an obsessive use
of the metaphor of leaving all doors and windows open so as not to block any
experience from entering in. "Philosophy, like life, must keep the doors
and windows open." (SPP 55) Pluralism accepts "a universe unfinished,
with doors and windows open to possibilities and uncontrollable in
advance." (SPP 73. see also ML 412) "The most a philosophy can hope
for is not to lock out any interest forever. No matter what door it closes, it
must leave other doors open for the interests which it neglects." (PU 19)
"When one's affections keep in touch with the divinity of the world's
authorship...It is as if all doors were opened, and all paths freshly
smoothed." (VRE 373. see also 381) "Because the current of thought in
academic circles runs against me...I feel like a man who must set his back
against an open door quickly if he does not wish to see it closed and
locked." (VRE 411) Even James's taste in architecture and landscaping gave
expression to his desire for open doors and openness in general. His sister,
Alice, quotes him as extolling the virtues of his summer home in Chocorua by
saying, "Oh, it's the most delightful house you ever saw; it has fourteen
doors, all opening outwards."[2]
His son, Henry, wrote that "James was an insatiable lover of landscape,
and particularly of wide 'views.' His inclination at Chocorua was to 'open' the
view, to cut down obstructing trees, even at the expense of the
foreground." (LWJ, I, 272)
Sometimes
he used the metaphor of lowering or bursting the dam to express the same
sentiment: "Man lives by habits, indeed, but what he lives for
is thrills and excitements....The dams of routine burst, and boundless
prospects open up." (ERM 122) Dickinson Miller, James's student, disciple
and close friend, as well as his most outlandishly unfair critic, claimed that
because James sought for the full "richness and satisfaction of human
life...he would have us open our minds to every means, even the most unexpected
or unaccredited...'Open doors and windows' to any idea, mood, attitude,
propensity, that might possibly aid toward the great end." (PA 54-5) There
is another possible biographical explanation for his open door metaphor -- his
need to flee his family and find his own space just after each of his children
was born. Gerald E. Myers, the best of all the James expositors, has suggested
that this same penchant finds expression in James's metaphor for experience as
being like the successive perchings and flights of a bird, the flights being
his need to depart from home after a child's birth since "any
perching-place was soon uncomfortable, including his own home."[3]
James's attraction to open doors and lowered dams metaphors is the antithesis of
the preferences of the hero of August Wilson's play, Fences, who liked
fences because they blocked intrusion from outside influences. James was
especially concerned not to fence out intrusion from the supernatural cosmic
consciousness that envelops our ordinary finite minds. "We with our lives
are like islands in the sea...there is a continuum of cosmic consciousness
against which our individuality builds but accidental fences, and into which
our several minds plunge as into a mother-sea or reservoir." (EPR 374) The
key point is that we not fence out this surrounding mother-sea of
consciousness.
James
realized that every actualization carried on its back an indefinite number of
negative fleas -- possibilities that went unrealized. If the table is blue then
it is not red, not yellow, etc., etc. If James is doing anatomy, then he is not
doing anthropology, not doing zoology, etc., etc. In this vein, James
poignantly asked, "Shall he follow his fancy for Amelia, or for
Henrietta?--both cannot be the choice of his heart." (WB 154) This gives
rise to "The Agony of Actualization Blues." James went so far as to
characterize a choice between competing desires as "deliberately driving a
thorn into one's flesh" (PP 1141), also as a "tragic situation"
because "some part of the ideal must butchered." (WB 154)
James's
personal horror at the thought that we have only a finite future duration, that
all ends with our death at some future time, is based, no doubt, on the
realization that the sort of maximally rich actualization of his many selves
that he craved requires an unlimited amount of time. The letter he wrote to
Alice upon her imminent demise expresses his feeling that our worldy life is
farcical because our innermost ideals are infinite in their demands but we have
only a finite time in which to realize them.
I know you've never cared for life,
and to me, now at the age of nearly fifty, life and death seem singularly close
together in all of us - and life a mere farce of frustration in all, so
far as the realization of the innermost ideals go to which we are made
respectively capable of feeling an infinity and responding. (LTR I, 310. My
italics.)
His famous
"farewell" letter to his dying father also expresses a feeling of
regret about the brevity of one’s life. "And it comes strangely over me in
bidding you good-bye how a life is but a day and expresses mainly but a single
note. It is so much like the act of bidding an ordinary good-night." (LTR
I, 220) In response to those who eschewed consideration of what the indefinite
or unlimited future held in store in favor of a more short-ranged view, James
claimed that "the mind with the shortest views is simply the mind of the
more shallow man." (P 56) Common to all religions is the faith that
"Perfection is eternal." (WB 29), that "an ideal order...shall
be permanently preserved." (P 55) In a remarkable letter he wrote when
sixteen, he heartily endorses Rousseau's claim that "Life is gone in an
instant. In itself it is nothing. Its value depends upon the use to which you
put it. The good which you have done is lasting and that alone,--and life is
valuable only by that good." (CWJ, 4, 13) If we cannot last forever, at
least we can produce something that will. Such immortality is a distant second
best for James, since he would have resonated to Woody Allen's remark, "I
don't want to achieve immortality through my works but by living forever."
It is
interesting to note that for agents intent on achieving full or unlimited
actualization of all their many different selves there is an important
conceptually-based temporal asymmetry between their attitudes toward the past
and future: Whereas they regret that their future existence is finite they do
not regret in the same way that their past existence is. The reason for this is
that whereas their past finitude does not limit their possibilities for full or
unlimited self-realization, their future finiteness does. For James, it is
tragic that we are not temporal fatmen in the future direction, for what we
need for full or unlimited self-actualization is enough time, and there never
is enough. While all of a self-realizer's present first-order intentions might
require only a finite future time for their realization, it is an essential
part of this self-realizer's agenda to have the second-order intention always
to have a new intention, always to have her projected horizon recede as she
succeeds in satisfying former intentions; and, thus, death always represents a
cutting off of her possibility for a fuller self-realization of her inherent
potentialities.
The engineering
problem -- "The Agony of Actualization Blues" -- admits only of
amelioration through making the best use we can of our limited time. In
contradistinction, the ontological problem arises from a clash between
the perspectives and interests of James's many selves. Henry Adams claimed that
James "was disabled by the multiplicity of his experiences, each with its
shock and mystery, each implying its own world, each world different."[4]
Eugene Fontinell did not exaggerate when he wrote that "James's
'scientific' bent, combined with his religious sensibility, gave rise to what
at times appears to be almost schizophrenia." (SGI 113) This gives rise to
"The Divided Self Blues." Who are these different selves, and how are
they to achieve unification? The underlying thesis of this book is that the
primary clash is between his promethean and mystical selves, and the ultimate
aim is to find some way in which James can unify them, or at least reconcile
them with each other so that they can lie down together in peace.
The Promethean
Pragmatist
Due to
Ralph Barton Perry's masterpiece, The Thought and Character of William James,
it has become the "official" view that James's "Divided Self
Blues" involves a conflict between his scientific and religious-moral
aspirations. (see especially 122 and 259) Pragmatism is seen as James's way of
healing this breach within his divided self by showing that there is a pragmatic
method for determining both meaning and truth that these opposing selves share
in common, thereby allowing him to actualize both of these selves with a clear
conscience. For, if one of them is legitimate, so is the other; and, since no
one wants to deny the legitimacy of science, religion and morality ride the
coat tails of science to respectability, being subject to all of the rights and
privileges thereunto appertaining. Pragmatism, thereby, serves as the ultimate
mediator or reconciler but, as shall be seen, not synthesizer or unifier
between his tough- and tender-minded selves.
Charles
Morris rightly characterized the overall tenor of James's philosophy as the
"'Promethean' or 'pioneer' type...favored by young American culture."[5]
(PM 11) James's preferred term for his philosophy was "humanism,"
according to which the world is, as F. C. S. Schiller had said, "what we
make of it."[6] (P 117)
Metaphorically, it says that "the trail of the human serpent is...over
everything," meaning that human interests and endeavors are omnipresent,
coloring not only the way in which we depict reality but even the very nature
of this reality.[7] (P 37) It will be seen that our interests,
along with the actions guided by them, play a crucial role in determining the
following: which world, among the many possible worlds, is the actual one; an
idea's truth; the existence of value and obligation; meaning and reference; the
distinction between the mental and the physical; and even our own personal
identity over time. In all these cases we make things to be a certain way by
freely taking them to be so. There is a sensorily given that is independent of
our will and which imposes limitations on what we can create, in the way in
which a marble block limits the creative possibilities of the sculptor. By
taking the given in a certain way we create meaning and value, and fashion a
cosmos out of a fluid and fugitive chaos.
There are
several sources for James's promethean vision of man. His depiction of man as a
creator of a cosmos out of the "big, buzzing, blooming confusion" of
the sensorily given, in addition to being deeply rooted in James's artistic
nature, also derives from the surrounding culture of his day. On the one hand,
there is the myth of the promethean pioneer who carves a human habitat out of a
wilderness that continued to have inspiring influence in spite of the actual
disappearance of the physical frontier. James had a "vision of a world to
be organized, not one found in tidy completion," as Jacque Barzun aptly
said. (SWJ 199) The clearing of forest land by the North Carolina mountaineers
is glorified by James, although not without serious reservations, as Ellen
Suckiel has pointed out to me, as "a very paean of duty, struggle, and
success." (TT 134) He even delighted in posing for pictures at Chocorua
looking every inch like a backwoodsman. According to Horace Kallen, James gave
"an expression of what was noblest in the life and labor of the pioneer
generation that in the nineteenth century brought into growth the arts and
sciences of industrial civilization." (ML 55)
Another
source of his prometheanism was the technological breakthroughs that modern
science made possible and which produced an unbridled optimism that there would
be unlimited progress in the future. James experienced in his life the
transition from trails to rails.[8]
Barzun has pointed out that between 1889 and 1914 "nearly every idea of
the twentieth century was hatched." (SWJ 182) Among the inventions was the
automobile, the airplane, the movies, the X-ray, the wireless, and the use of
electricity to power the factory, home, and city.
The
greatest source of inspiration for the promethean view, however, was supplied
by Darwinian biological psychology, which depicted a human being as an organism
whose mind was an instrument for securing a favorable adjustment with the
environment. "The pursuance of future ends and the choice of means for
their attainment are thus the mark and criterion of the presence of mentality in
a phenomenon." (PP 21) Our biological nature determines us to be creatures
continually on the make. "The current of life which runs in at our eyes or
ears is meant to run out at our hands, feet, or lips....perception and thinking
are only there for behavior's sake." (WB 92) The "I think" that
Kant claimed to be an accompaniment of our every mental act or state is
enriched by James with the "I will": "the last of
presuppositions is not merely...that 'I think' must accompany all my
representations, but also that 'I will' must dominate all my thinking."
(WB 103) James Edie has pointed out that for James "There is a 'subjunctive'
aspect of perceptual experience, and this is the reason why Husserl and
Merleau-Ponty say that consciousness, on this primary level of experience, is
more of an 'I can do' than an 'I think that,' an invitation to exploration
rather than to contemplation." (WJP 5)
Darwinian
Evolutionary Theory showed that when we are confronted with an object "the
germinal question...is not the theoretic 'What is that?' but the practical 'Who
goes there?' or rather...'What is to be done?'" (PP 941) Herein James
anticipated the recent movie starring Joe Louis, Ginger Rogers, and Clint
Eastwood -- Duck, Dance, or Draw. The point of the movie's title is the
necessity of being prepared to act toward objects in a way that will be
practically beneficial. All of our concepts, therefore, are teleological
instruments that we have forged to aid us in gaining power over our environment
by depicting objects in a way that tells us how we should act toward
them--fight them, dance with them, make love to them, shoot them, shake hands with
them, attempt to dissolve them in aqua regia, and the like. Toward this end,
James's pragmatic theory of meaning reduces the meaning of a concept to a set
of conditionalized predictions that connect action with experience, such a
prediction being of the form "If we perform an action A, then we shall
have some experience E." Armed with a battery of concepts that present us
with these conditionalized predictions we can act upon the objects that
confront us in a way that will satisfy our needs and desires. Even metaphysical
doctrines are so rendered: theism, for example, is reduced to the
conditionalized prediction that if we collectively exert our best moral effort,
good will win out over evil in the long run. This is the central tenet of his
beloved religion of meliorism, and becomes the prime candidate for a
"will-to-believe" option, in which we are morally permitted to
believe upon insufficient evidence or epistemic warrant when doing so helps to
bring about an over-all desirable state of affairs. An idea or belief becomes
true when the actions based on it produce the desired practical results of
satisfying these needs and desires, and in many cases it is we who bring about
these results, often as a result of our prior will-to-believe based acceptance of
some evidentially or epistemically nonwarranted proposition.
What
follows is a brief overview of my book whose purpose is to supply the reader
with a synoptic vision of how the different chapters hang together. Chapter 1
will show how James's Darwinian based prometheanism gives rise to a type of
utilitarian ethical theory that holds us to be morally obligated always to act
so as to maximize desire-satisfaction, that is to act in a way that enables us,
if not to have it all, to have as much of it as we can under the given
circumstances. Since we are determined by our very biological nature to be
always intent on satisfying some felt need or desire, it seems reasonable to
make the attainment of this our moral ideal. For what other end could we have? James’s
naturalization of ethics resembles the attempt of natural law theorists to
deduce normative conclusions from a scientifically based account of man's
nature, with the exception that James did not think that the former is entailed
by the latter, agreeing with Hume that ought does not follow logically
from is. Rather, given the
scientific account, the normative conclusion appears to be the only practically
viable alternative open to us human beings. To ask whether it really is good
for us to act in accordance with our nature is an idle question in just the way
that a scepticism-in-general is. The challenge of the deontologist, who holds
there to be intrinsically valuable states, such as justice, will figure
prominently in the discussion, the outcome of which will be that James must
find some way to accommodate these deontological moral intuitions within his
desire-maximizing ethical theory.
Chapter 2
will show that belief is an action for James in the sense that we can
either believe at will (intentionally, voluntarily, on purpose) or at will do
things, such as acting as if we believe, that shall self-induce belief. When this is combined with our moral
obligation always to act so as to maximize desire-satisfaction, it
follows that we are always morally obligated to believe in a manner that
maximizes desire-satisfaction. This yields the following seemingly valid
syllogism.
1. We are always morally obligated to act so as to maximize
desire-satisfaction over the other available options to act.
2. Belief is an action.
3. Therefore, we are always morally obligated to believe in
a manner that maximizes desire-satisfaction over the other available belief
options.
Thus, from the moral duty to act so as to have it all, or as
much of it as the circumstances permit, the moral duty to believe in a way that
accomplishes this follows when it is added that belief is an action.
James,
however, would not accept this syllogism unless it is added to premise 2 that
belief is a free action, for James held that ought implies can
in the full-blooded sense of freely can. If we have a moral duty to
believe in a certain manner we must be free to do so. Chapter 3 will
present James's Libertarian theory of
free will and show how he applied it to belief itself. Chapter 4 will explore
his famous doctrine of the will to believe that justifies our believing without
adequate evidence when doing so will help to maximize desire-satisfaction. The
evidentially nonwarranted proposition that we are free to believe becomes a
prime candidate for a will-to-believe type option that justifies our believing
that we can freely believe at will, thereby making our beliefs subject to the
duty prescribed in premise 1 in the preceding syllogism.
Since the
true is what we ought to believe, it follows that a proposition is true when
believing it maximizes desire-satisfaction. This attempt to base epistemology
on the moral duty to try to have it all is James's boldest and most original
contribution to philosophy and will be the topic of Chapter 5 wherein It will
be shown how James's highly revisionary analysis of truth and belief-acceptance
is motivated and justified by his promethean quest to have it all.[9] James's analysis of truth in terms of what
maximizes desire-satisfaction for believers will be found to incorporate
guiding principles or instrumental rules enjoining us to have beliefs that are
both consistent and epistemically warranted, and to follow a conservative
strategy when it becomes necessary to revise our web of belief; however, we are
permitted to violate these rules when doing so on some occasion will maximize
desire-satisfaction. James professes acceptance of the common sense law of
bivalence and its commitment to absolute truth but gives us a new and
supposedly better way of expressing them in which this law is given a
subjunctive conditional rendering in terms of what would be discovered if
inquiry were to be properly pursued, with absolute truth being the ideal limit
toward which properly conducted on-going inquiry would converge. It will be show
that the subjunctive conditional version entails the categorical version,
thereby capitulating to common sense realism, and that the Peircean ideal limit
theory is incompatible with James's empiricism and humanism. It will be argued
that James would be well advised to abandon this attempt to placate the realist
and openly admit that his morally-based analysis of epistemological concepts is
highly revisionary of our common sense concepts and beliefs concerning
belief-acceptance and truth.
Chapter 6
will explore his future-oriented pragmatic theory of meaning and reference,
which also is fueled by his promethean quest to gain power to control our
environment so as to realize our goals, and the theory of "truth"
that falls out of it on the assumption that a theory of meaning gives
truth-conditions for the proposition expressed by a sentence. This theory is at
odds with the one in Chapter 5 based on maximizing desire-satisfaction. The
clash will be neutralized by having James reject this assumption, thereby
interpreting the pragmatic theory of meaning as giving conditions for a
proposition to be epistemically warranted, rather than true, thus the reason
for the scare quotation marks around "truth" in the title of the
Chapter 6 -- "The Semantics of 'Truth'."
James
appeals to his promethean ethical theory of belief formation and acceptance to
legitimate letting each of his many selves take its turn at seeking self
realization, thereby enabling him to have it all. For whether we take the
stance to the world of the scientist, moral agent, melioristic theist, or
mystic we employ the same promethean pragmatic theory for determining the
meaning, reference, and truth of whatever we might say from these different
perspectives. Unfortunately, the magical elixir of methodological univocalism
does not go far enough in enabling each of his many selves to see the light of
day and flourish; for there are clashes between the claims and assumptions made
by these different selves from their different perspectives -- and the one thing that James personally
could not abide was a contradiction.
The
scientific self accepts universal determinism, epiphenomenalism, and the
bifurcation between man and nature, while the moral agent self believes that
there are undetermined acts of spiritual causation in a world that has human
meaning. Furthermore, whereas both use concepts as teleological instruments for
gaining power to control the world of changing objects, his mystical self
eschews concepts altogether in order to penetrate to the inner conscious core
of a cotton-candyish reality through an act of sympathetic intuition. How are
the clashes between the claims made from these different perspectives, each of
which supposedly is a requirement for "having it all," to be reconciled?
Chapter
7 will explore a strategy that James
had for neutralizing these seeming
clashes. Let each of his many selves be directed to its own world with no world
qualifying as the real world absolutely or simpliciter. The
predicate "is real" or "is the actual world" is not the
monadic predicate it grammatically appears to be, but instead is the disguised
three place predicate "__is real for self__at time__". When used by a person on some occasion this
predicate gets filled out as "A certain world W is real for me now."
This doctrine, which aptly could be called Ontological Relativism,
allows us, as our interests and purposes change, successively to take different
worlds to be the real or actual world without inconsistency.
The seeming
inconsistencies between the claims made by our different selves are neutralized
by restricting them to a certain perspective or world. Qua the
tough-minded scientist, James affirms determinism and that there is no
psychosis without neurosis, but qua the tender-minded moral agent, he
rejects both and instead accepts the reality of undetermined acts of spiritual
causation. Qua promethean man of action, he carves reality up into a
plurality of discrete individuals in terms of pragmatically-based
classificatory systems; but, qua mystic, he eschews concepts altogether
so as to achieve a deep unification between himself and a surrounding mother
sea of consciousness. And so on, and so on. What is real depends upon the
purposes and interests that are freely selected by a self. The doctrine of
Ontological Relativism turns out to be an instrument forged by James's
promethean self that aids his endeavor to have it all.
James's
highly influential theory of "pure experience," often called
"neutral monism," held that no individual is intrinsically physical
or mental but becomes one or the other when we take it in a certain way
by placing it in some temporal sequence of events. Whether a sequence is
physical or mental depends on the manner in which its members function in
relation to each other, in particular whether or not they stand in
nomically-based causal relations with each other in the manner described by
Kant in his Second Analogy of Experience. I will argue that the theory of pure
experience was implicitly restricted to the world of sensible realities and had
the reconciling function of neutralizing clashes that arose between the claims
of realists and idealists as to the true nature of these realities and the
manner in which "inner" states of consciousness are hooked up with "outer"
physical states. Through the dissolution of this pseudo-problem our
intelligence is freed from the coils of traditional epistemology so that it can
more effectively perform its promethean function.
The Anti-Promethean
Mystic
Prometheanism, however, is not the
whole story about James’s philosophy, as many commentators would have it. For coexisting
with his promethean self was a mystical self, and ultimately it was the
mystical self that had its way, or at least the final word, quite literally
since mysticism is the dominant theme of his final two books, A Pluralistic
Universe and Some Problems of Philosophy. Whereas his promethean
self wants to ride herd on objects so as to control them for his own ends, his
mystical self wants to become intimate with them by entering into their inner
conscious life so as to become unified with them, though not in a way that
involves complete numerical identity, for James always favored pluralistic
mysticism, such as is found within the Western theistic tradition, over its
monistic Eastern version. But what James most craved was not unification with
others but unification among his many selves that continually threatened to
render him schizophrenic through disintegration into the sort of split
personality that so fascinated him in the research of Janet.
This quest
for intimacy, and ultimately union, between himself and others, as well as
among his many selves, begins with his giving pride of place to introspection
over objective causal analyses. Chapter 8 will show how James's analysis of
personal identity over time is based exclusively on what is introspectively
vouchsafed to each individual. Chapter 9 explores James's attempt to
"I-Thou" other persons by projecting onto them what he finds when he
introspects his own mind. By an act of empathetic intuition he enters into the
inner conscious life of these Thous. By discovering this inner life, which is
what bestows significance on their lives, they cease to be an It to be
used by his promethean self and become something to be cherished and respected
because each has its own special way of experiencing the world and finding some
meaning in it. Whereas his promethean self accepts the ethical rule of
maximizing desire-satisfaction, his mystical self enriches this with a
democratic deontological principle that persons must, in virtue of their
possessing a unique inner life that renders their life significant, be left
free to flourish in the manner that they deem best, provided that they don't
interfere with the right of others to do likewise. This entails that they
cannot be used as mere means to realize the maximization of
desire-satisfaction. Thus, there is a clash between the maximizing ethics of
prometheanism and the mystically-based deontological ethics of reverence and
respect for the autonomy of others. The I-Thou experiences between man and man
get extended to I-Thou experiences between man and nature at large and,
finally, to supernatural spirits, including God, also called the More
and the surrounding mother-sea of consciousness.
But James
quest for intimacy and union does not stop with I-Thou-ing other persons,
both natural and supernatural. He wants to accomplish this for reality at
large. To accomplish this, as Chapter 10 will show, he must learn to jettison
all concepts so that he can have a pure intuition of the inner life of all
these others. He is aided in this endeavor by a string of a priori
arguments that show the impossibility of concepts being true of reality. These
arguments play the same role in James's quest for intimacy and union as do
koans in Zen Buddhism: in both cases the subject is shocked into a new form of
consciousness through the dialectical activity of immersing herself in the
paradoxes or koans. The mystical James must dispense with all concepts since they
are the agents of his active, promethean self through their presenting this
self with recipes for using objects. In order to have a pure intuition of the
essence of things he must no longer view reality as a Duck, Dance, or Draw
movie.
To
discover the true nature or essence of things he must begin by introspecting
what goes on in his own consciousness and then project what he finds onto the
world at large, as was the case with I-Thou-ing other persons. As Craig
Eisendrath rightly pointed out, there was a reassertion of romanticism in James
in which he "attributed to all existence the motions he felt in
himself." (UM 233) What he finds through introspection of what goes on
when he endures over time and acts intentionally so as to bring something about
is a fusing or melting together of neighboring conscious stages; and he then
assumes that there is a similar sort of mushing together between all spatial
and temporal neighbors, the result of which is panpsychism since only in consciousness
can such mushing together occur. James's quest for intimacy with the universe
through projecting what is introspectively vouchsafed onto external reality,
thus, is also a quest for unification between both the subject and objects, as
well as between the objects themselves. Thus, the quest for intimacy and
unification that begins with the sort of I-Thou experiences depicted in Chapter
9 reaches its full zenith in the mystical experiences of unification between
man and nature that are the subject of Chapter 10. It is not only the
full-blooded mystical experiences of absorption into a surrounding mother sea
of consciousness that are salvific but also the conceptless Bergsonian
intuitions of the flowing into each other of spatial and temporal neighbors.
At the root
of the clash between his promethean and mystical self is his ambiguous attitude
toward evil, his both wanting and not wanting to believe that we have absolute
assurance that we are safe because all evils are only illusory or ultimately
conquered. When James was in his healthy promethean frame of mind he tingled
all over at the thought that we are engaged in a Texas Death Match with evil,
without any assurance of eventual victory, only the possibility of victory.
This possibility forms the basis of his religion of meliorism. But there is a
morbid side to James's nature, a really morbid side, that "can't
get no satisfaction" in the sort of religion that his promethean
pragmatism legitimates. In order to "help him make it through the
night" he needs a mystically-based religion that gives him a sense of
absolute safety and peace that comes through union with an encompassing
spiritual reality. The assurance that all is well comes not from philosophical
theodicies, for James always charged them with being intellectual dishonest,
but from what is vouchsafed by mystical experiences of unification.
The best
way to bring out his ambivalent attitude toward evil is through an account of
the two different attitudes he took toward his famous experience of existential
angst in 1868 when he came upon a hideous epileptic youth in an insane asylum.
He gave the following description of this experience.
That shape am I, I felt,
potentially. Nothing that I possess can defend me against that fate, if the
hour for it should strike for me as it struck for him. There was such a horror
of him, and such a perception of my own merely momentary discrepancy from him,
that it was as if something hitherto solid within my breast gave way entirely,
and I became a mass of quivering fear. (VRE 134)
William
Barrett has suggested that this experience of angst resulted from his worry
that he did not possess free will because all of his actions were predetermined
by past causes: "That idiot will be me, and there is nothing I can do, if
the particles are already irreversibly spinning in that direction. The
imagination cowered before this prospect like a Calvinist shivering at the
conviction of eternal damnation." (IT 263) This can't be the right
explanation, since James must have realized that even if he possessed free will
it did not assure him that horrible things would not befall him, regardless of
what efforts he made to the contrary. Free will doesn't give us omnipotence.
Rather, the sight of the idiot made James aware of the radical contingency of
existence, that everything hangs by a very delicate thread which can snap at
any moment, no matter what we might do, freely or otherwise.[10]
In his 1884
Introduction to The Literary Remains of the Late Henry James, James
alludes impersonally to the existential angst experience when he says: "we
are all potentially sick men. The sanest and best of us are of one clay with
the lunatics and prison inmates."[11]
(ERM 62) Unlike his father, who must
escape the existential angst that evil occasions by postulating some absolute
being or God who gives assurance of salvation and safety, James's response is
to "turn a deaf ear to the thought of being" and instead to suck it
up and courageously follow the melioristic route of living the morally
strenuous life without any assurance of success. He concludes his Introduction
with one of the most tender and diplomatic, yet cutting, sentences ever written
in which he contrasts himself with his beloved father.
Meanwhile, the battle is about us, and
we are its combatants, steadfast or vacillating, as the case may be. It will be
a hot fight indeed if the friends of philosophic moralism should bring to the
service of their ideal, so different from that of my father, a spirit even
remotely resembling the life-long devotion of his faithful heart. (ERM 63)
But,
surprise of surprises, eighteen years later in The Varieties of Religious
Experience (45-6), immediately upon his anonymous description of his
experience of existential angst, he draws an opposite conclusion from it. The
message now is that our salvation must be found not in living the morally
strenuous life but rather in finding an abiding sense of safety and peace
through absorption into a higher surrounding spiritual reality. It is as if he
is treading the same path as his former promethean self but now goes in a
diametrically opposed direction when he gets to the crucial fork in the road at
which sits the epileptic youth.
The
theme of the insufficiency of meliorism and the healthy-minded outlook in
general is repeated over and over again in this book. We are told that
"the breath of the sepulchre surrounds" our natural happiness
(VRE118), that the advice to the morbid-minded person upon whom there falls
"the joy-destroying chill" of "Cheer up, old fellow, you'll be
all right erelong, if you will only drop your morbidness!" is "the
very consecration of forgetfulness and superficiality." (VRE 118-9) What
we need is a "life not correlated with death, a health not liable to
illness, a kind of good that will not perish, a good in fact that flies beyond
the Goods of nature."[12]
(VRE 119) By experiencing absorption in a supernatural power, the
"More" that surrounds our ordinary finite consciousness, we gain
"an assurance of safety and a temper of peace, and, in relations to others, a preponderance of loving
affection" that cannot "fail to steady the nerves, to cool the fever,
and appease the fret, if one be conscious that, no matter what one's
difficulties for the moment may appear to be, one's life as a whole is in the
keeping of a power whom one can absolutely trust." (VRE 383 and 230) Armed
with such mystically-based assurance, James might now be able to view the
epileptic youth without having one of his father's Swedenborgian vastation
experiences, but I wouldn't bet on it since he never completely shook off his
morbid-minded self. The clashes between James's promethean and mystical selves
are synchronic rather than diachronic, for he never succeeded in becoming a
unified self.
So
far it has been seen that James's mystical self, unlike his promethean
pragmatic self, dispenses with all concepts so that it can assume a passive
stance for the purpose of becoming unified, at least partially, with the inner
consciousness of whatever it experiences. As a consequence of these unifying
experiences the mystical self adopts a deontological ethical stance toward
others, in contrast to the desire-satisfaction maximizing project of the active
self, and furthermore views evils as only illusory or sure to be overcome,
which assurance is denied to his promethean melioristic self. There are,
however, even deeper clashes between these two selves over meaning and truth.
Whereas
the promethean self, in virtue of always running ahead of itself into the
future for the purpose of satisfying desires, adopts an exclusively
future-oriented theory of meaning that identifies a concept with a set of
conditionalized predictions, the mystical self interprets the meaning of
mystical claims in terms of the present content of mystical experiences. The
pragmatic James reduced the whole meaning of claims about God and the absolute
to our being licensed to take a moral holiday or feel safe and secure because
all is well, but the mystical James finds their meaning in experiences of a
unifying presence; the star performer finally gets into the act. Furthermore,
since the meaningful content of the mystic's assertion that there exists a
unification is based on the content of the mystical experience itself, the
truth of the assertion will depend primarily on whether the experience is
objective or cognitive. And among the most important tests for this is the
immediate luminosity, the feeling of reality, supplied by the experience.
The
most important clash between James's pragmatic and mystical selves, however,
will not emerge until Chapter 11. Herein the "Big Aporia" in James's
philosophy will be brought out, this consisting in a clash between his
pragmatic self's meta-doctrine of Ontological Relativism -- that all reality
claims must be relativized to a person at a time -- and the absolute,
non-relativized reality claims he based on mystical experiences. An attempt
will be made on his behalf to find a one world interpretation that will succeed
in neutralizing this clash. If James is to succeed in having it all, some way
must be found to unify his many selves so that they all inhabit one and the
same world, rather than schizophrenically successively occupying different
worlds. Only through a unification of the many worlds will James's many selves
get unified; for James's intellectual scruples preclude a personal
unification of his many selves that is not anchored in a metaphysical
unification of the many worlds toward which their interests are directed. The
latter task requires no less than a synthesizing of the outlooks of the East
and the West, the masculine and the feminine, even that of time and eternity. Needless to say, there is
a very good chance that this attempt will fail miserably, since things probably
have been rigged so that we can't have it all. Chapter 11 has the daunting task
of attempting well neigh impossible task.
The
Problem of Interpreting James
Before
getting down to the business of putting flesh on the preceding outline of
"My William James," I need to address some thorny issues in how to
read and interpret James. Because James's philosophy is an attempt to have it
all, to let all of his many selves fully realize themselves, it presents the
interpreter with a dazzling array of seemingly incompatible positions and
thereby the temptation to attempt to neutralize these clashes by zeroing in on
one of them to the exclusion of the others.
Because he had such a wide diversity of selves, nothing that pertained
to human nature was alien to James, and thus he was able to be the great
appreciator of both persons and ideas. According
to Lovejoy
James's capacity for admiration of the
intellectual performances of others was astonishing in its range and in its
heartiness; not only his old pupils, but utter strangers, neglected Spinozas of
the ghetto or Hegels budding unobserved in provincial newspapers, were likely
at any moment to receive a letter, or one of his characteristic post cards,
with a few, or sometimes many, words of heartening applause -- applause often too liberal, but not
undiscriminating -- evoked by the reading of some piece of work that seemed to
him to have in it something of freshness or individuality. (TP 94-5)
Justice Learned Hand lauded James because "his mind and
his nature were so rich and varied that he was apparently able to harbor
harmoniously what others with less gifts of conciliation found mutually
rebellious. It always seems to me that the angels must have visited his cradle
and bestowed on him whatever was charming and understanding and helpful and
beautiful." (quoted from Townsend MH 164)
So great
was James's appreciation of philosophical ideas that it bordered on
philosophical satyism. It seemed that he never met a philosophy to whose charms
he did not succumb, at least for the time, short though it might have been,
that the appropriate mood was upon him, for this philosophy, no matter what its
content, was bound to appeal to at least one of his many selves. It was this
quality, coupled with his literary genius, that enabled him to write the most
mouth-watering sketches of the full range of alternative philosophical
doctrines, even those that he was officially sworn to oppose, such as monism
and determinism. These sketches captured with passion and eloquence the essence
of whatever philosophy he was expounding, often making the philosophy look more
attractive than did the accounts given by its defenders. In this respect James
ranks as one of the great historians of philosophy, in spite of his scholarly
limitations, for no one resonated more to philosophical ideas than he did.
Because
James was such a great appreciator, his philosophical writings were very rich
and suggestive, so much so that every major subsequent movement in philosophy
can find its roots in them. But the price that James had to pay for lighting so
many fires was to be the brunt of numerous self-serving anachronistic
interpretations by the devotees of these different movements, anxious to
further their own cause by getting him aboard their bandwagon. Phenomenologists
portray James as one of their own heroes, a mere stone's throw from Husserl.
Whiteheadians view him as a process philosopher, who unfortunately lacked the
technical sophistication and systematicity of the Master. Existentialists bill
James as America's Existentialist, or at least as the closest thing to
an existentialist that America was capable of producing. Numerous analytic
philosophers have made James out to be a tough-minded verificationist who
wanted to clean out the stable's of traditional philosophy. Materialists of a
functionalist bent claim that their approach is adumbrated in James's The
Principles of Psychology. James has even been made out to be a
deconstructionist who wanted to do away with business as usual in philosophy.
These
usurping expositions, with the exception of the deconstructionist one, are of
value, since they capture some part of James’s philosophy. Unfortunately, some of them leave us with a
basketcase James, because they ultimately fail to capture the broad sweep and
unity of his philosophy, such as I have just sketched. It will turn out that
the existential and process interpretations are the closest to the mark, for
James was an exceedingly tender-minded philosopher who wanted a universe that
provided us with a cozy human habitat. None of the interpreters, however, have
fully appreciated the extent of the coziness -- that it winds up in mysticism.
The reason why they all overlook the centrality of mysticism in James's
philosophy probably is due to the fact that mysticism is not one of the
fashionable movements in the professional circles within which they move. The
most distorted interpretations, except for the deconstructionist ones, are
those that portray James as a good naturalist who advocated the tough-minded
ways of thinking of the scientist, sort of a John Dewey who was cursed with a
good writing style. Because this scientistic interpretation of James has gained
wide-spread currency, in large part because of Dewey's own career-long account
of James's philosophy, a special appendix will be devoted to exposing this sad
chapter in the history of philosophy.
The way to
avoid anachronistic interpretations, so that William James can be William James
rather than an extension of the interpreter's own ego, is to make James's
published writings the star performer. By doing so we respect James's autonomy,
according him the dignity of his own free choices as to what writings he wanted
to be publicly committed to and ultimately to be judged by. Furthermore, greater weight should be
accorded to the later publications, since they represent his more mature
all-things-considered view. His numerous unpublished writings, including his
diary, letters, manuscript lectures and notes, and course lecture notes, can be
used to fill in and fill out his published views, but they never alone can be
the basis for either attributing or denying a view to James, unless there is
good evidence that he wanted them to be published.
But even if
we make the published texts the fons et origo of our interpretation,
there still is widespread leeway, especially since they abound in apparent
inconsistencies as a result of the philosophical satyism, due to his many
selves. To the casual reader James's writings resemble a spotlight that
aimlessly roves over a wall on which is written every possible philosophical
doctrine, successively illuminating in a most brilliant manner one after the
other. Certain doctrines get star billing, because they spend more time in the
spotlight or are returned to more often than others. There is a strong
temptation to try and do James a favor by freezing the spotlight on one of
these positions, thereby ignoring the other things he says or dismissing them
out of hand as being due a bad day at the office. To do so is a violation of
James's personhood that comes close to negating his very existence, since, as
Plato said, to exist is to be a causal agent, and a philosopher achieves this
mainly through publication.
If my
Quest-to-have-it-all thesis is correct, these inconsistencies arose from
James's attempt to develop a philosophy that would satisfy the seemingly
conflicting ideals and aspirations of his many different selves. The
explanations that have been given for the plethora of apparent inconsistencies
in his philosophy are shallow because they have not appreciated this deep
source of his inconsistencies. Many claim that he did not have the patience to
sweat the details and thus published things without subjecting them to
sufficient critical reflection. Dewey attributed the inconsistencies to James's
"willingness to make concessions to his opponents in the hope of finding
common ground beneath and to his large-minded indifference to minor details of his own former
writings." (MW, 6, 101) Lovejoy, on the other hand, sees their source in
James being misled by his "enthusiasm...and...an instinct for the
effective and emphatic way of putting things" to overstate a position,
omitting the needed qualifications. (TP 59) While James's magnanimity and love
of forceful, dramatic prose are part of the explanation, they are a small part.
It is up to
the expositor to attempt to resolve these inconsistencies or aporias, but it
must be made clear where James's writings end and the expositor's own
contributions begin. I will take my own turn in trying to neutralize these
inconsistencies, but I will be careful to follow my own advice. There are, of
course, numerous ways of reworking James's texts, so that I cannot claim that
my interpretation is the right one, especially since how they get
reworked will depend on what the interpreter takes to be the underlying spirit
of James's philosophy, as well as what makes for the most attractive philosophy
in its own right, issues about which there can be considerable disagreement. I
cannot stress strongly enough that "My William James" is only one way
of interpreting James. What I do contend is that the mystical aspects of
James's texts that I will bring to light are far more prevalent and important
than any expositor has realized so that any acceptable interpretation must
provide an important place for them.
Although
pride of place must be accorded to the published writings, our understanding of
them can be enhanced by seeing how they grew out of and reflected James's life
experience. James's philosophy is a paradigm case of his own sentiment of
rationality doctrine, according to which one's basic philosophical commitments
are rooted in psychological predilections and life experiences. Biographical
excursions, in addition to being interesting in their own right because of the
fascination of the man himself, who is one of the greatest and most enticingly
complex geniuses of all-time, can also serve to fill in and fill out his
published writings. But, as is the case with his unpublished writings, these
biographical excursions can never alone be the basis for attributing or denying
a position to James.