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Research Agreements with a Corporate Entity

Procedures and Information

  • Definition
    Research agreements with a corporate entity include agreements such as a Sponsored Research Agreement (SRA), a Corporate Research Agreement (CRA), and a Clinical Trial Agreement (CTA).

  • Procedure
    Sponsored research is generally considered "cost reimbursable" and should include detailed budgets, typically including such conditions as:
    • a budget related to the project plan. The terms of the agreement may specify allowable or unallowable costs, requirements for prior approvals for particular expenditures, etc.
    • a specified period of performance, typically defined with "start" and "stop" dates
    • a requirement to return any unexpended funds at the end of that period
    • regular financial reporting and audit

Note: A sponsored project budget should include the University's full negotiated non federal Facility and Administrative (F&A) cost rate (formerly known as Indirect Cost rate) applied on a Modified Total Direct Cost (MTDC) basis, unless a waiver of those costs has been approved or the sponsor has a formal written policy dictating limitations. If so, this policy should be provided to your Clinical Corporate Contract Officer.

Procedure for Submission of an SRA/CRA/CTA

    1. Send electronic copy to: orcontracts@offres.pitt.edu and cc your Corporate Contract Officer.
    2. Submit completed Contract Submission Form by faxing it to 412-624-7414 or by emailing a PDF copy to orcontracts@offres.pitt.edu
    3. Office of Research staff (OR) reviews/negotiates language. When accepted language is finalized:
      • Principal Investigator (PI) signs first if so required by the contract format
      • Office of Research signs after the PI has signed
      • The designated research administrator will be contacted when the CRA/SRA is available to pick up from our office.

Note: Due to tremendous volume, OR generally cannot send out copies of your grants or contracts due to financial constraints.

Note: OR needs the original copy of any signed agreement which might be returned to you. We are the Office of Record!

Before signing corporate funding agreements:

  • PI has signed contracts (if required) - no "per" signature and no stamped signatures allowed.
  • Form 0136s on file with questions answered, and appropriate signatures.
  • If this is a clinical trial with corporate funding, UPMC fiscal and legal office approvals must be on file in the Office of Research for projects using UPMC facilities, patients, or records.
  • Current annual Conflict of Interest (COI) filing for the PI with evidence available to the Office of Research and resolution of any known COI issues to satisfaction of that committee.
  • Appropriate Internet-based Studies in Education and Research (ISER) or CITI modules demonstrable to Office of Research
 

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