UNIVERSITY OF PITTSBURGH PROCEDURE \  11-02-02



CATEGORY:                  RESEARCH ADMINISTRATION
SECTION:                   Technology Management
SUBJECT:                   Copyrights
EFFECTIVE DATE:            June 29, 1990


I.      PURPOSE

        To outline the process for asserting copyright interest and
        registering the copyright.

II.     SCOPE

        This procedure applies to all faculty, staff, and students who
        create or develop an original work of authorship, whether or
        not the University has a proprietary interest.

III.    ADMINISTRATIVE RESPONSIBILITIES

        Faculty, staff, or students who own a copyright are
        responsible for affixing the proper copyright notice to the
        work and for registering personally owned copyrights.

        The Office of Intellectual Property, within the Office of
        Applied Research, is responsible for managing the
        registration of copyrights owned by the University.

        The Copyright Committee, composed of not less than five
        members (a majority will be faculty members) and a chairman
        appointed by the President of the University, is responsible
        for resolving disputes concerning copyright ownership.  The
        Copyright Committee will promulgate rules for its own
        conduct.

IV.     DEFINITIONS

        Work for Hire  Copyrightable works that have been produced by
        University faculty, staff, or students who have been
        specifically directed to produce those works in the course of
        their employment, or who produce those works under the
        supervision and control of the University, in which the
        copyright interest automatically vest in the University.
        Such works include materials produced as an outcome of an
        assignment to staff members at the Learning Research and
        Development Center (LRDC) or the University Libraries, non-
        print materials produced by staff members of the University
        Center for Instructional Resources (UCIR) and Health Sciences
        Media Center (HSMC), and computer programs prepared on the
        job by Computing and Information Services (CIS) staff
        programmers.

        Copyright Registration  A legal formality intended to make a
        public record of the facts of a particular copyright.
        However, except in two specific situations, registration is
        not a condition of copyright protection.  Even though
        registration is not generally a requirement for protection,
        the copyright law provides the following inducements or
        advantages to encourage copyright owners to make
        registration:

        -    Registration establishes a public record of the copyright
        claim


        -    Registration is ordinarily necessary before any
             infringement suit may be filed  in court

        -    If made before publication, or within five (5) years
             after publication, registration will establish prima
             facie evidence in court of the validity of the copyright
             and of the facts stated in the certificate

        -    If registration is made within three (3) months after the
             publication of the work, or prior to an infringement of
             the work, statutory damages and attorney fees will be
             available to the copyright owner in court actions.
             Otherwise, only
V.      PROCEDURE

        A.  Asserting Copyright Interest

        Responsibility     Action

        Creator/Developer 1.  Prior to publication, affix a copyright
                              notice on the work, consisting of:

                              - "C" or "copyright"
                              - Year of first publication
                              - Name of copyright owner

        B.  Copyright Registration: Personally Owned Works

        Creator/Developer 1.  Consult competent copyright counsel
                              regarding copyright notices and
                              registration, since certain issues that
                              are not apparent from the forms or
                              instructions may cause a copyright to
                              be invalid.

                              NOTE: The University does not provide or
                              pay for such counsel for faculty,
                              staff, and students to protect
                              copyright interests in their own
                              personal works, in which the University
                              has no proprietary interest.

                          2.  Obtain copyright forms, free of charge
                              from the Copyright Office by calling
                              (202) 287-9100, or writing to:

                              Information and Publications Section, LM-
                              455
                              Copyright Office
                              Library of Congress
                              Washington, D.C.  20559

                              When available, forms may also be
                              obtained from the University Office of
                              Intellectual Property.

                          3.  Apply for registration of the copyright
                              by forwarding the three items below, in
                              the same envelope or package, to:

                              Register of Copyrights
                              Copyright Office
                              Library of Congress
                              Washington, D.C.  20559

                              a.   The appropriate, completed
                                application form.  (There are
                                different forms for different types
                                of work.)

                              b.   A nonreturnable filing fee of
                                $10.00 for each application, in the
                                form of money order, check or bank
                                draft payable to the Register of
                                Copyright.

                              c.   A copy of the work to be
                                registered.  (The requirements may
                                vary in particular situations.  See
                                instructions on the appropriate
                                registration form.)

        C.  Copyright Registration: University Owned Works

        In accordance with University Policy 11-02-02, where the
        University may or does own the copyright to the materials,
        the following procedures must be followed:

        Creator/Developer 1.  Contact the University Office of
                              Intellectual Property promptly after
                              the creation of the work and before any
                              distribution or display of copies to
                              others.  Provide a copy of the work.

                          2.  Upon request, execute the appropriate
                              documents reflecting the University's
                              ownership of all worldwide rights,
                              title, and interest in the copyright.
                              Forms are available from the Office of
                              Intellectual Property when required.

        Office of
        Intellectual
        Property          3.  Forward any written complaints received
                              disputing the copyright ownership to
                              the Copyright Committee for resolution.

        Copyright
        Committee         4.  Resolve disputes concerning copyright
                              ownership or royalty arrangements, and
                              notify the creator/developer and the
                              Office of Intellectual Property of the
                              outcome.

        Office of
        Intellectual
        Property          5.  If the University is determined to be
                              the owner, register the copyright as
                              described in item B.3. above, as may be
                              required.

VI.     REFERENCE

        Policy 11-02-02, Copyrights.

        Procedure 11-02-01, Patent Rights and Technology Transfer.