UNIVERSITY OF PITTSBURGH PROCEDURE \  10-02-04



CATEGORY:                  SUPPORT SERVICES
SECTION:                   Computing, Information, and Data
SUBJECT:                   Data Administration
EFFECTIVE DATE:            January 16, 1990


I.      PURPOSE

        To define the process for requesting on-line access to
        University data.

II.     SCOPE

        This procedure applies to all departments and responsibility
        centers requiring University data access.

III.    DEFINITIONS

        Data Administrator  The individual within the University who
        has overall responsibility for managing University data,
        maintaining and publishing the Data Element Dictionary,
        approving requests for access to University Data, and
        establishing University policies regarding the collection,
        access, maintenance, use, dissemination, and protection of
        University Data.

        Data Element Dictionary  The document published and maintained
        by the Data Administrator which defines data elements that
        comprise University data.

        Data Element  The smallest unit of data that has meaning to
        its users.

        CIS Security Administration  The function within Computing and
        Information Services which manages University administrative
        data.

        Responsibility Center  The group of academic or administrative
        departments, aggregated by function, which form the primary
        cost centers of the University for the allocation of budgets;
        e.g., schools, regional campuses, or administrative units
        reporting to a senior officer.

        University Data  The collection of data elements essential in
        performing the University mission, as defined in the Data
        Element Dictionary.

        Need-To-Know Basis   An individual's need for access to
        University data for the purpose of conducting University
        business as required by the individual's specific job duties.

        FAIS Account Administrator  The individual responsible for
        monitoring the departmental budget.

        Master User or FAIS Account Administrator  The administrator
        responsible for allocating on-line transactions to
        individuals within their area of responsibility.

        ISIS  Integrated Student Information System.

        ADDS  Alumni Donor Development System.

IV.     ADMINISTRATIVE RESPONSIBILITIES

        The Requester is responsible for initiating the request and
        obtaining the necessary approvals required by this procedure
        early enough to ensure on-line access by the date needed.

        The FAIS Account Administrator must approve each Request for
        University Data Access.

        The Data Administrator must approve all requests for access to
        University data and is responsible for ensuring that
        requesters understand the policies regarding data access
        received.

        The ISIS Master User must approve all requests for SIGN Access
        and is responsible for ensuring that users of the access
        receive policies regarding data access and use.

        The ADDS Master User must approve all requests for AIGN Access
        and is responsible for ensuring that users of the access
        receive University Computing, Information, and Data policies
        regarding data access and use.


V.      PROCEDURE

        Responsibility     Action

        A.  Establishing Initial Data Access

        Requester         1.  Complete and sign FORM 0081, Request for
                              University Data Access (Exhibit A), as
                              instructed in the attached Form
                              Instruction Guide.

                          2.  Forward to the department FAIS Account
                              Administrator or Master User for
                              signature.

        Master User/
        FAIS Account
        Administrator     3.  Review and approve or deny the request.

                          4.  If approved, sign FORM 0081, Request for
                              University Data Access.

        Requester         5.  Retain pink copy of FORM 0081.

                          6.  Forward original (white), and yellow
                              copies of FORM 0081, to the Data
                              Administrator.

        Data Administrator7.  Review the Request for University Data
                              Access.  Approve or deny the request,
                              in accordance with University policy.

                          8.  Notify the Requester if the request is
                              denied.

                          9.  If approved, sign FORM 0081 Request for
                              University Data Access.  Forward FORM
                              0081, to the appropriate CIS Security
                              Administration for processing.

        CIS Security
        Administration   10.  Process request.  Sign FORM 0081, and
                              retain white (original) copy.

                         11.  Notify the FAIS Account Administrator or
                              Master User, as appropriate, that on-
                              line access has been provided by
                              returning yellow copy of FORM 0081 with
                              User password.  Distribute in a manner
                              consistent with distribution of
                              confidential information as defined in
                              Procedure 10-02-06, Administrative
                              University Data Security and Privacy.

        B.  Establishing a new Master User with SIGN/AIGN Access

        Master User/
        FAIS Account
        Administrator     1.  Submit a memo to the Data Administrator
                              identifying the Master User.

                          2.  If the new Master User does not have a
                              user ID, complete and sign FORM 0081
                              Request for University Data Access
                              (Exhibit A) and process as in steps A1
                              through A11 above.

                          3.  Complete and sign FORM 0086 Request for
                              SIGN Access, (Exhibit B), or FORM 0087
                              Request for AIGN Access, (Exhibit C) as
                              instructed in the attached Form
                              Instruction Guides.

                          4.  Retain pink copies of FORM 0086 or 0087.
                              Forward white (original) and yellow
                              copies to the Data Administrator.

        Data Administrator5.  Review and approve or deny the request
                              in accordance with University policy.

                          6.  Notify the FAIS Account Administrator or
                              Master User, as appropriate, if the
                              request is denied.

                          7.  If approved, sign FORM 0086 or FORM 0087
                              and forward to the appropriate CIS
                              Security Administration for processing.

        CIS Security
        Administration    8.  Process request.

                          9.  Notify the FAIS Account Administrator or
                              Master User, as appropriate, that on-
                              line access has been provided by
                              returning yellow copy of FORM 0086 or
                              FORM 0087 with ISIS/ADDS Group IDs and
                              passwords.  Distribute in a manner
                              consistent with distribution of
                              confidential information as defined in
                              Procedure 10-02-06, Administrative
                              University Data Security and Privacy.

        C.  Modifying Data Access

        Master User/FAIS
        Account
        Administrator     1.  Complete and sign FORM 0081 Request for
                              University Data Access (Exhibit A), for
                              each individual user.

                          2.  Retain pink copies of FORM 0081.
                              Forward white (original) and yellow
                              copies of FORM 0081 to the Data
                              Administrator.

        Data Administrator3.  Review the request for University Data
                              Access.  Approve or deny the request in
                              accordance with University policy.

                          4.  Notify FAIS Account Administrator or
                              Master User, as appropriate, if request
                              is denied.

                          5.  If approved, sign FORM 0081 Request for
                              University Data Access.  Forward the
                              white (original) and yellow copies of
                              FORM 0081 to the appropriate CIS
                              Security Administration for processing.

        CIS Security
        Administration    6.  Process request.  Sign FORM 0081, and
                              retain white (original) copy.

                          7.  Notify the FAIS Account Administrator or
                              Master User, as appropriate, that on-
                              line access has been provided by
                              returning pink copy of FORM 0081 with
                              User password.  Distribute in a manner
                              consistent with distribution of
                              confidential information as defined in
                              Procedure 10-02-06, Administrative
                              University Data Security and Privacy.

        D.  Modifying SIGN/AIGN Access _

        FAIS Account
        Administrator     1.  Complete and sign FORM 0086, Request for
                              SIGN Access or FORM 0087, Request for
                              AIGN Access, as instructed in the
                              attached Form Instruction Guides.

                          2.  Retain pink copy of FORM 0086 or FORM
                              0087 and forward the white (original)
                              and yellow copies to the Data
                              Administrator for processing.

        Data Administrator3.  Review the request for modification of
                              SIGN/AIGN access.  Approve or deny the
                              request in accordance with University
                              policy.

                          4.  Notify FAIS Account Administrator/Master
                              User of the decision.

        CIS Security
        Administration    5.  Return yellow copy of FORM 0086 or FORM
                              0087 to FAIS Account Administrator with
                              notification of request completion.

                          6.  Retain white copy of FORM 0086 or FORM
                              0087.

        FAIS Account
        Administrator     7.  Notify Master User of request
                              completion.

        E.  Reestablishing Expired Access

        CIS Security
        Administration    1.  Advise Master Users of accounts that
                              will expire in two weeks.

                          2.  Generate report at mid-month indicating
                              user IDs which have not been used in 75
                              days.

                          3.  Submit the report to the Master User for
                              review.

        Master User       4.  Indicate on the report those IDs which
                              should be continued and return the
                              report to the CIS Security
                              Administration within two weeks.

                              NOTE:  If the report is not returned to
                              the CIS Security Administration within
                              two weeks, all users listed will be
                              deactivated.

        CIS Security
        Administration    5.  Deactivate those user IDs marked as
                              instructed by the Master User.
VI.     EXHIBITS

        -    Exhibit A, FORM 0081, Request for University Data Access.
             Form Instruction Guide.

        -    Exhibit B, FORM 0086, Request for SIGN Access.
             Form Instruction Guide.

        -    Exhibit C, FORM 0087, Request for AIGN Access.
             Form Instruction Guide.

VII.    REFERENCE

        -  Policy 10-02-04, Data Administration.

        -  Procedure 10-02-06, University Administrative Data Security
           and Privacy.

        -  Procedure 10-02-01, Computing and Information Services
           Service Requests.