UNIVERSITY OF PITTSBURGH PROCEDURE 02-11-01



CATEGORY:        ACADEMIC AFFAIRS

SECTION:         Faculty Leave Programs

SUBJECT:         Faculty Medical and Family Leave

EFFECTIVE DATE:  January 1, 1996 (Published January 13, 1997)

PAGE(S):         7



I.   PURPOSE

     

     To define the procedures for implementing the Faculty Medical and

     Family Leave Policy (FMFL Policy) (Policy 02-11-01) and for

     complying with the Department of Labor's final regulation of the

     Family and Medical Leave Act of 1993.

     

II.  SCOPE

     

     These procedures are to be used with respect to leaves of absence

     for faculty for medical, parental, and other family care

     purposes.  It applies to employees classified as faculty or

     librarians at the University of Pittsburgh.

     

     These procedures are consistent with the Federal Family and

     Medical Leave Act of 1993 which entitles eligible employees, as

     defined in the Act, to take unpaid family care and/or medical

     leaves of up to 12 workweeks in any 12-month period.  These

     procedures provide for paid leave periods which shall be

     substituted for all or part of the unpaid leave period provided

     by the Federal Family and Medical Leave Act.

     

III. DEFINITIONS

     

     A.   Eligibility

     

          1.   Eligible Faculty Member:

     

               a.   Full-time faculty, full-time faculty librarians,

                    part-time tenure-stream faculty (employed half

                    time or more), and part-time faculty librarians

                    (employed half time or more) with at least 24

                    months or more continuous employment are eligible

                    for any paid leaves outlined in Policy 02-11-01,

                    Faculty Medical and Family Leave, as well as

                    unpaid leaves.

     

               b.   Full-time faculty, full-time faculty librarians,

                    part-time tenure-stream faculty (employed half

                    time or more), and part-time faculty librarians

                    (employed half time or more) with less than 24

                    months continuous employment are eligible for any

                    paid leave outlined in Policy 02-11-01, Faculty

                    Medical and Family Leave, except leaves taken in

                    connection with a serious health condition or

                    illness of a spouse, biological or adopted child,

                    or parent shall be taken as unpaid family leave.

     

               c.   Any faculty member who does not meet the

                    requirements of (1) or (2) above, must be employed

                    for at least 12 months and have at least 1,250

                    hours of service for at least 12 months to be

                    eligible for unpaid leave under the Federal Family

                    and Medical Leave Act guidelines.

     

          2.   Spouse:  A husband or wife as defined or recognized

               under state law for purposes of marriage in the state

               where the employee resides, including common law

               marriages in states where it is recognized.

     

          3.   Parent:  A biological parent or an individual who

               stands or stood in loco parentis to an employee when

               the employee was a son or daughter.

     

          4.   Son or Daughter:  A biological, adopted, or foster

               child, a stepchild, a legal ward, or a child of a

               person standing in loco parentis.

     

     B.   Serious Health Condition:  A serious health condition is

          defined as an injury, impairment, or physical or mental

          condition that involves either: 1) inpatient care in a

          hospital, hospice, or residential care facility; or 2)

          continuing treatment by a health care provider.

     

          Qualifying categories for continuing treatment by a health

          care provider:

     

          1.   A period of incapacity of more than seven consecutive

               calendar days.

     

          2.   Pregnancy or prenatal care.

     

          3.   A chronic serious health condition, defined as one

               that: a) requires periodic visits; b) continues over an

               extended period of time; and c) may cause episodic

               rather than continuing incapacity.

     

          4.   A permanent or long-term condition for which treatment

               may not be elective (e.g., Alzheimer's, severe stroke,

               or terminal stages of a disease).

     

          5.   An absence to receive multiple treatments by a health

               care provider either for restorative surgery after an

               accident or injury, or for a condition that likely

               would result in an incapacity of three (3) or more days

               in the absence of medical treatment (e.g., cancer,

               severe arthritis).

     

     C.   Treatment:  Treatment includes, but is not limited to,

          examination to determine if a serious health condition

          exists.  It does not include: routine physical, eye, or

          dental examinations.  A course of prescription medicine or

          therapy qualifies as a regimen of continued treatment but

          over-the-counter medicines do not.

     

          Specific conditions listed that do not qualify for leave

          under the FMFL policy include: cold, flu, earaches, upset

          stomach, minor ulcers, headaches other than migraines,

          routine dental or orthodontic problems, and periodontal

          disease.  Cosmetic treatments are not considered a serious

          health condition unless medically required or complications

          arise.

     

     D.   Health Care Provider:  A doctor of medicine or osteopathy

          who is authorized to practice medicine or surgery by the

          state in which the doctor practices, or others capable of

          providing health care services (including licensed

          podiatrists, dentists, nurse practitioners, clinical social

          workers, midwives, psychologists, optometrists, and

          Christian Science Practitioners) and any other health care

          provider that is recognized or accepted by the University's

          group health plan carriers.

     

     E.   Equivalent Position:  An equivalent position has the same

          pay, benefits, and working conditions, and involves the same

          or substantially similar duties and responsibilities.

     

IV.  PROCEDURES

     

     A.   Paid Medical Leave Due to Serious Health Condition or

          Illness of Eligible Faculty Members

     

          Faculty Member           1.   At least 30 days before the

                                        intended leave period begins,

                                        the faculty member will submit

                                        a written request for leave to

                                        the Department Chair with a

                                        copy to the Dean if the need

                                        for the leave is foreseeable,

                                        together with a Certification

                                        of Physician or Practitioner,

                                        FORM 0189 PITT 1517.  If the

                                        need for leave is not

                                        foreseeable, the faculty

                                        member is required to provide

                                        as much notice as possible.

                                        In the case of normal

                                        pregnancy or childbirth, a

                                        faculty member need only

                                        submit the Certification Form.

     

                                   2.   Salary will be continued only

                                        during that period for which

                                        the faculty member would

                                        normally be on the payroll.

     

                                   3.   Faculty members may request to

                                        perform certain

                                        responsibilities on a part-

                                        time basis and submit this

                                        request for leave to the

                                        Department Chair with a copy

                                        to the Dean, with the health

                                        care provider's certificate of

                                        fitness to work part-time.

                                        Faculty members returning

                                        after a leave must submit a

                                        health care provider's

                                        certificate of fitness to

                                        work.

     

                                   4.   If the leave lasts less than

                                        four months, the faculty

                                        member may request that the

                                        year in which the leave is

                                        taken not count as a year

                                        toward mandatory tenure

                                        review.  When the leave lasts

                                        four calendar months or

                                        longer, the academic year in

                                        which the leave is taken shall

                                        not be counted as a year

                                        toward mandatory tenure

                                        review.  No special request

                                        needs to be made to receive

                                        this waiver.

     

                                   5.   If a faculty member does not

                                        return to the University after

                                        a leave, he or she will be

                                        required to repay the

                                        University for benefits paid

                                        on his or her behalf.

     

                                   6.   If the paid leave extends

                                        beyond six consecutive months,

                                        the faculty member must apply

                                        for disability insurance under

                                        the University Long-Term

                                        Disability Plan or for an

                                        unpaid leave of absence not to

                                        exceed 12 additional months.

     

          Dean                     7.   After receiving a

                                        recommendation from the Chair

                                        of the faculty member's

                                        department, the Dean will make

                                        a recommendation and forward

                                        the Certification Form to the

                                        Provost.

     

                                   8.   If the leave extends for more

                                        than six consecutive months,

                                        the Dean must notify the

                                        faculty member to apply for a

                                        leave without pay or for

                                        disability insurance under the

                                        University Long-Term

                                        Disability Plan.  This should

                                        be done four months into the

                                        leave.

     

          Provost                  9.   The Provost will notify the

                                        faculty member if the request

                                        is in accord with the FMFL

                                        Policy and is approved and, if

                                        applicable, whether the

                                        request to take prorated part-

                                        time leave is approved.  Also,

                                        the Provost will notify the

                                        faculty member that if the

                                        leave lasts four calendar

                                        months or longer, the academic

                                        year in which the leave is

                                        taken shall not be counted as

                                        a year toward mandatory tenure

                                        review.  If the leave lasts

                                        less than four months, the

                                        Provost will review the

                                        faculty member's request that

                                        the year not count toward the

                                        mandatory tenure review period

                                        and will so inform the faculty

                                        member.  An extension under

                                        this policy shall be made

                                        solely for the purpose of

                                        enabling the individual

                                        concerned to have an

                                        opportunity for evaluation

                                        substantially equivalent to

                                        that of persons not taking

                                        leave.  Faculty Records will

                                        record this in the faculty

                                        member's file and forward a

                                        copy to Human Resources.

     

          Human Resources          10.  If a faculty member does not

                                        return to the University after

                                        a leave, Human Resources will

                                        inform him or her of the

                                        amount owed to cover benefits

                                        paid by the University during

                                        his or her leave.

     

     B.   Paid Medical Leave in the Event of a Serious Health

          Condition or Illness of a Spouse, Child, or Parent

     

          Faculty Member           1.   At least 30 days before the

                                        intended leave period begins,

                                        a faculty member eligible for

                                        the four week paid leave will

                                        submit a written request for

                                        leave to the Department Chair,

                                        together with a Certification

                                        of Physician or Practitioner,

                                        FORM 0189 PITT 1517.  If the

                                        need is not foreseeable, the

                                        faculty member is required to

                                        provide as much notice as

                                        possible.

     

                                   2.   The faculty member will

                                        discuss the request with the

                                        Department Chair to determine

                                        how the impact of the leave

                                        can be minimized.

     

                                   3.   The faculty member may request

                                        that the year in which the

                                        leave is taken not count as a

                                        year toward mandatory tenure

                                        review.

     

          Department Chair         4.   After receiving the request

                                        from the faculty member and

                                        after discussion to determine

                                        how the impact of the leave

                                        can be minimized, the

                                        Department Chair will forward

                                        the request and Certification

                                        Form to the Dean.

     

          Dean                     5.   After receiving the

                                        recommendation of the

                                        Department Chair, the Dean

                                        will notify the faculty member

                                        if the request is in accord

                                        with the FMFL Policy and is

                                        approved with a copy to

                                        Faculty Records, who records

                                        this in the faculty member's

                                        file and forwards a copy to

                                        Human Resources.  If

                                        applicable, the Dean will

                                        review the faculty member's

                                        request that the year not

                                        count toward the mandatory

                                        tenure review period and

                                        forward the recommendation and

                                        Certification Form to the

                                        Provost.

     

          Provost                  6.   The Provost will review the

                                        faculty member's request that

                                        the year not count toward the

                                        mandatory tenure review period

                                        and will so inform the faculty

                                        member.  An extension under

                                        this policy shall be made

                                        solely for the purpose of

                                        enabling the individual

                                        concerned to have an

                                        opportunity for evaluation

                                        substantially equivalent to

                                        that of persons not taking

                                        leave.  Faculty Records will

                                        record this in the faculty

                                        member's file.

     

     C.   Paid Parental Leave

     

          Faculty Member           1.   As far in advance as possible

                                        before the expected need for a

                                        paid parental leave, the

                                        faculty member will submit a

                                        written request for a paid

                                        leave of two weeks to the

                                        Chair of his or her

                                        department.  Leave is to be

                                        taken within one calendar year

                                        after the birth or adoption of

                                        a child.  The faculty member

                                        will discuss with the

                                        Department Chair whether the

                                        leave will be taken as full-

                                        time or equivalent prorated

                                        part-time.

     

                                   2.   Any faculty member who becomes

                                        a parent by birth or adoption

                                        may request that the year in

                                        which the leave is taken or

                                        parenthood occurs not count as

                                        a year toward mandatory tenure

                                        review.

     

          Department Chair         3.   Together with the faculty

                                        member the Department Chair

                                        will determine whether the

                                        leave is taken as full-time or

                                        equivalent prorated part-time

                                        leave and forward the request

                                        to the Dean.

     

          Dean                     4.   After receiving the

                                        recommendation of the

                                        Department Chair, the Dean

                                        will notify the faculty member

                                        if the request is in accord

                                        with the FMFL Policy and is

                                        approved and will send a copy

                                        to Faculty Records for

                                        recording in the faculty

                                        member's file.  Faculty

                                        Records will forward a copy to

                                        Human Resources.

     

          Provost                  5.   The Provost will review the

                                        faculty member's request that

                                        the year not count toward the

                                        mandatory tenure review period

                                        and will so inform the faculty

                                        member.  An extension under

                                        this policy shall be made

                                        solely for the purpose of

                                        enabling the individual

                                        concerned to have an

                                        opportunity for evaluation

                                        substantially equivalent to

                                        that of persons not taking

                                        leave.  Faculty Records will

                                        record this in the faculty

                                        member's file.

     

     D.   Unpaid Medical and Family Leave

     

          Faculty Member           1.   As far in advance as possible

                                        before the expected need, the

                                        eligible faculty member will

                                        submit a written request for

                                        an unpaid family or medical

                                        leave to the Dean with a copy

                                        to the Department Chair.

     

                                   2.   If the leave lasts less than

                                        four months, the faculty

                                        member may request that the

                                        year in which the leave is

                                        taken or parenthood occurs not

                                        count as a year toward

                                        mandatory tenure review.  When

                                        the leave lasts four calendar

                                        months or longer, the academic

                                        year in which the leave is

                                        taken shall not be counted as

                                        a year toward mandatory tenure

                                        review.  No special request

                                        needs to be made to receive

                                        this waiver.

     

                                   3.   If the faculty member does not

                                        return to the University after

                                        a leave, he or she will be

                                        required to repay the

                                        University for benefits paid

                                        on his or her behalf.

     

                                   4.   When unpaid medical leave

                                        extends beyond 12 months, the

                                        faculty member should apply

                                        for disability insurance under

                                        the University Long-Term

                                        Disability Plan.

     

                                   5.   Faculty members returning to

                                        work after a medical leave

                                        must submit a health care

                                        provider's certification of

                                        fitness to work.

     

          Dean                     6.   The Dean will review the

                                        request and submit his or her

                                        recommendation to the Provost.

     

          Provost                  7.   The Provost will notify the

                                        faculty member if the request

                                        for unpaid leave is in accord

                                        with FMFL Policy and is

                                        approved and will include the

                                        extent of the leave, taking

                                        into consideration that

                                        combined paid and unpaid

                                        family leave and combined paid

                                        medical leave in the event of

                                        a serious health condition or

                                        illness of a spouse, child, or

                                        parent and unpaid family leave

                                        shall not exceed 12 months.

                                        Also, the Provost will notify

                                        the faculty member that if the

                                        leave lasts four calendar

                                        months or longer, the academic

                                        year in which the leave is

                                        taken shall not be counted as

                                        a year toward mandatory tenure

                                        review.  If the leave lasts

                                        less than four months, the

                                        Provost will review the

                                        faculty member's request that

                                        the year not count toward the

                                        mandatory tenure review period

                                        and will so inform the faculty

                                        member.  An extension under

                                        this policy shall be made

                                        solely for the purpose of

                                        enabling the individual

                                        concerned to have an

                                        opportunity for evaluation

                                        substantially equivalent to

                                        that of persons not taking

                                        leave.  Faculty Records will

                                        record this in the faculty

                                        member's file and forward a

                                        copy to Human Resources.

     

          Human Resources          8.   Human Resources will contact

                                        the faculty member to set up

                                        direct payments for benefit

                                        plan continuation when the

                                        leave is unpaid.  If a faculty

                                        member does not return to the

                                        University after a leave,

                                        Human Resources will inform

                                        him or her of the amount owed

                                        to cover benefits paid by the

                                        University during his or her

                                        leave.



V.   REFERENCE

     

     Policy 02-11-01, Faculty Medical and Family Leave